Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CRAFT BREW ALLIANCE INC COM 224122101 1290 78873 SH DFND 58573 0 20300 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CRAFT BREW ALLIANCE INC COM 224122101 1 76 SH DFND 287 76 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CRAFT BREW ALLIANCE INC COM 224122101 76 4672 SH DFND 33 0 0 4672 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CRAFT BREW ALLIANCE INC COM 224122101 0 16 SH DFND 2 16 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0001446114-21-000055 Sep 30th, 2020 12:00AM Nov 12th, 2021 12:00AM Nov 12th, 2021 12:00AM Ancora Advisors, LLC 1446114 CRAFT BREW ALLIANCE INC COM 224122101 449 27200 SH SOLE 27200 0 0 May 5th, 2022 05:23AM May 5th, 2022 05:23AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0001446114-21-000054 Jun 30th, 2020 12:00AM Nov 12th, 2021 12:00AM Nov 12th, 2021 12:00AM Ancora Advisors, LLC 1446114 CRAFT BREW ALLIANCE INC COM 224122101 385 25000 SH SOLE 25000 0 0 May 5th, 2022 05:23AM May 5th, 2022 05:23AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR/A 0001446114-21-000053 Mar 31st, 2020 12:00AM Nov 12th, 2021 12:00AM Nov 12th, 2021 12:00AM Ancora Advisors, LLC 1446114 CRAFT BREW ALLIANCE INC COM 224122101 596 40000 SH SOLE 40000 0 0 May 5th, 2022 05:23AM May 5th, 2022 05:23AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR 0001166588-21-000006 Sep 30th, 2021 12:00AM Nov 12th, 2021 12:00AM Nov 12th, 2021 12:00AM BNP PARIBAS ARBITRAGE, SA 1166588 CRAFT BREW ALLIANCE, INC. EQUITY 224122101 1535 93 SH DFND 1 0 93 0 May 5th, 2022 05:19AM May 5th, 2022 05:19AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR 0001613939-21-000027 Dec 31st, 2019 12:00AM Sep 14th, 2021 12:00AM Sep 14th, 2021 12:00AM Sargent Bickham Lagudis LLC 1613939 ROCK BOTTOM RESTAURANTS COM 224122101 2 100 SH SOLE 0 0 100 May 5th, 2022 12:32AM May 5th, 2022 12:32AM Craft Brew Alliance Consumer Goods Beverages
nasdaq:brew nasdaq:brew Shareholders 13F-HR 0001613939-21-000026 Sep 30th, 2019 12:00AM Sep 14th, 2021 12:00AM Sep 14th, 2021 12:00AM Sargent Bickham Lagudis LLC 1613939 Rock Bottom Restaurants COM 224122101 1 100 SH SOLE 0 0 100 May 5th, 2022 12:32AM May 5th, 2022 12:32AM Craft Brew Alliance Consumer Goods Beverages

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