| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001420506-22-000954 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Interval Partners, LP | 1590228 | CATHAY GEN BANCORP | COM | 149150104 | 9804 | 219094 | SH | SOLE | 219094 | 0 | 0 | May 17th, 2022 01:50AM | May 17th, 2022 01:50AM | Cathay Bank | Financials | Banks | ||
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001398344-22-009681 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cambria Investment Management, L.P. | 1529389 | CATHAY GEN BANCORP | COM | 149150104 | 5336 | 119232 | SH | SOLE | 119232 | 0 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | ||
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001398344-22-009664 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GLENMEDE TRUST CO NA | 314949 | CATHAY GEN BANCORP | COM | 149150104 | 1037 | 23181 | SH | SOLE | 0 | 23181 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | ||
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001398344-22-009664 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GLENMEDE TRUST CO NA | 314949 | CATHAY GEN BANCORP | COM | 149150104 | 3 | 72 | SH | SOLE | 0 | 0 | 72 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | ||
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001398344-22-009664 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GLENMEDE TRUST CO NA | 314949 | CATHAY GEN BANCORP | COM | 149150104 | 17935 | 400802 | SH | SOLE | 1 | 400802 | 0 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | |
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001398344-22-009587 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ALPS ADVISORS INC | 1376113 | CATHAY GEN BANCORP | COM | 149150104 | 348 | 7779 | SH | DFND | 7779 | 0 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | ||
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001318757-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | MARSHALL WACE, LLP | 1318757 | CATHAY GENERAL B | COMMON STOCK | 149150104 | 935 | 20914 | SH | OTR | 02811377 | 0 | 20914 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | |
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001318757-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | MARSHALL WACE, LLP | 1318757 | CATHAY GENERAL B | COMMON STOCK | 149150104 | 1824 | 40767 | SH | OTR | 02811377, 02814472 | 0 | 40767 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Cathay Bank | Financials | Banks | |
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | CATHAY GEN BANCORP | COM | 149150104 | 1769 | 39534 | SH | DFND | 2 | 0 | 39534 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Cathay Bank | Financials | Banks | |
| nasdaq:caty | nasdaq:caty Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | CATHAY GEN BANCORP | COM | 149150104 | 37 | 833 | SH | DFND | 5,3 | 0 | 833 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Cathay Bank | Financials | Banks |