| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | LPL FINL HLDGS INC | COM | 50212V100 | 619 | 3388 | SH | DFND | 1,2,4,5,8 | 0 | 0 | 3388 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001062993-22-013078 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Sawtooth Solutions, LLC | 1486066 | LPL FINL HLDGS INC | COM | 50212V100 | 467 | 2556 | SH | SOLE | 0 | 0 | 0 | May 21st, 2022 01:08AM | May 21st, 2022 01:08AM | LPL Financial | Financials | Financial Services | ||
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR/A | 0001065350-22-000010 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital Research Global Investors | 1422848 | LPL FINL HLDGS INC | COM | 50212V100 | 117183 | 641467 | SH | DFND | 1, 2 | 641467 | 0 | 0 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001567619-22-011132 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | NOMURA HOLDINGS INC | 1163653 | LPL FINANCIAL HOLDINGS INC | CMN | 50212V100 | 10 | 53 | SH | DFND | 4 | 0 | 53 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001567619-22-011132 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | NOMURA HOLDINGS INC | 1163653 | LPL FINANCIAL HOLDINGS INC | CMN | 50212V100 | 15039 | 82023 | SH | DFND | 1 | 0 | 82023 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | LPL Financial Holdings Inc | Equity | 50212V100 | 8109531 | 44392 | SH | DFND | 1 | 0 | 44392 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | LPL FINL HLDGS INC | COM | 50212V100 | 1169 | 6400 | SH | Put | DFND | 2 | 6400 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | LPL Financial | Financials | Financial Services |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | LPL FINL HLDGS INC | COM | 50212V100 | 4238 | 23200 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | LPL Financial | Financials | Financial Services |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | LPL FINL HLDGS INC | COM | 50212V100 | 5690 | 31149 | SH | DFND | 2 | 31149 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | LPL Financial | Financials | Financial Services | |
| nasdaq:lpla | nasdaq:lpla Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | LPL FINL HLDGS INC | COM | 50212V100 | 8805 | 48200 | SH | DFND | 1 | 48200 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | LPL Financial | Financials | Financial Services |