| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001214717-22-000010 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | GEODE CAPITAL MANAGEMENT, LLC | 1214717 | RETAIL OPPORTUNITY INVESTMEN | COM | 76131N101 | 49393 | 2547345 | SH | DFND | 1 | 2547345 | 0 | 0 | May 14th, 2022 01:30AM | May 14th, 2022 01:30AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001172661-22-001267 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | GSI Capital Advisors LLC | 1391974 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 413 | 21284 | SH | DFND | 1 | 21284 | 0 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001172661-22-001267 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | GSI Capital Advisors LLC | 1391974 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 5193 | 267800 | SH | SOLE | 267800 | 0 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | ||
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001137774-22-000051 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | PRUDENTIAL FINANCIAL INC | 1137774 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 9 | 445 | SH | DFND | 30 | 0 | 445 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001137774-22-000051 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | PRUDENTIAL FINANCIAL INC | 1137774 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 3107 | 160229 | SH | DFND | 3 | 0 | 160229 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001137774-22-000051 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | PRUDENTIAL FINANCIAL INC | 1137774 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 1 | 55 | SH | DFND | 28 | 0 | 55 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001137774-22-000051 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | PRUDENTIAL FINANCIAL INC | 1137774 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 2466 | 127170 | SH | DFND | 14 | 11897 | 115273 | 0 | May 14th, 2022 01:29AM | May 14th, 2022 01:29AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001104659-22-060166 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | AMERICAN INTERNATIONAL GROUP, INC. | 5272 | RETAIL OPPORTUNITY INVESTMEN | COM | 76131N101 | 1324 | 68305 | SH | SOLE | 1 | 68305 | 0 | 0 | May 14th, 2022 01:28AM | May 14th, 2022 01:28AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001104659-22-059997 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | VANGUARD GROUP INC | 102909 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 2092 | 107905 | SH | DFND | 04 | 0 | 0 | 107905 | May 14th, 2022 01:28AM | May 14th, 2022 01:28AM | Retail Opportunity Investments | Financials | General Financial | |
| nasdaq:roic | nasdaq:roic Shareholders | 13F-HR | 0001104659-22-059997 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | VANGUARD GROUP INC | 102909 | RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | 2612 | 134712 | SH | DFND | 02 | 0 | 134712 | 0 | May 14th, 2022 01:28AM | May 14th, 2022 01:28AM | Retail Opportunity Investments | Financials | General Financial |