Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Sector Industry
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 NEW YORK & CO INC COM 649295102 244 63241 SH DFND 63241 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 NEW YORK & CO INC COM 649295102 5 1177 SH DFND 287 1177 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 NEW YORK & CO INC COM 649295102 41 10570 SH DFND 33 0 0 10570 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 NEW YORK & CO INC COM 649295102 0 33 SH DFND 2 33 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0001567619-18-006540 Sep 30th, 2018 12:00AM Nov 16th, 2018 12:00AM Nov 16th, 2018 12:00AM Neuberger Berman Group LLC 1465109 NEW YORK AND COMPANY INC Common 649295102 141 36433 SH SOLE 36433 0 0 Dec 8th, 2021 01:59PM Dec 8th, 2021 01:59PM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0001567619-18-006540 Sep 30th, 2018 12:00AM Nov 16th, 2018 12:00AM Nov 16th, 2018 12:00AM Neuberger Berman Group LLC 1465109 NEW YORK AND COMPANY INC Common 649295102 3453 894579 SH DFND 676443 0 218136 Dec 8th, 2021 01:59PM Dec 8th, 2021 01:59PM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR/A 0001085146-18-002794 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM AQR CAPITAL MANAGEMENT LLC 1167557 NEW YORK & CO INC COM 649295102 280 72561 SH DFND 72561 0 0 Dec 8th, 2021 01:45PM Dec 8th, 2021 01:45PM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR 0001650150-18-000006 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Lido Advisors, LLC 1650150 NEW YORK & CO INC COM 649295102 386 100000 SH SOLE 0 0 100000 Dec 8th, 2021 01:30PM Dec 8th, 2021 01:30PM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR 0001633275-18-000009 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Quinn Opportunity Partners LLC 1633275 NEW YORK & CO COM 649295102 137 35500 SH SOLE 0 23500 0 12000 Dec 8th, 2021 01:30PM Dec 8th, 2021 01:30PM Consumer Services General Retailers
nyse:nwy nyse:nwy Shareholders 13F-HR 0001493152-18-015893 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM BOOTHBAY FUND MANAGEMENT, LLC 1549230 NEW YORK & CO INC COM 649295102 292 75740 SH SOLE 75740 0 0 Dec 8th, 2021 01:26PM Dec 8th, 2021 01:26PM Consumer Services General Retailers

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