| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001065350-22-000009 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital International Sarl | 1065349 | UBS GROUP AG | SHS | H42097107 | 4781 | 243290 | SH | DFND | 1, 2 | 243290 | 0 | 0 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | UBS | Financials | Banks | |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001065350-22-000008 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | CAPITAL INTERNATIONAL LTD /CA/ | 1065350 | UBS GROUP AG | SHS | H42097107 | 1693 | 86168 | SH | DFND | 1, 2 | 68632 | 0 | 17536 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | UBS | Financials | Banks | |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001065350-22-000007 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital Group International, Inc./CA/ | 895213 | UBS GROUP AG | SHS | H42097107 | 1960 | 99651 | SH | DFND | 1, 2 | 75421 | 0 | 24230 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | UBS | Financials | Banks | |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001065350-22-000006 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital International Investors | 1562230 | UBS GROUP AG | SHS | H42097107 | 183297 | 9381245 | SH | DFND | 1, 2 | 9375949 | 0 | 5296 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | UBS | Financials | Banks | |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001065350-22-000005 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital Group Private Client Services, Inc. | 1857666 | UBS GROUP AG | SHS | H42097107 | 34131 | 1736843 | SH | SOLE | 1726968 | 0 | 9875 | May 20th, 2022 01:06AM | May 20th, 2022 01:06AM | UBS | Financials | Banks | ||
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001567619-22-011152 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GAMCO INVESTORS, INC. ET AL | 807249 | UBS GROUP AG SHS | COM | H42097107 | 391 | 20000 | SH | SOLE | 20000 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | UBS | Financials | Banks | ||
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001567619-22-011150 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI FUNDS LLC | 1081407 | UBS GROUP AG SHS | COM | H42097107 | 723 | 37000 | SH | SOLE | 37000 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | UBS | Financials | Banks | ||
| nyse:ubs | nyse:ubs Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | UBS Group AG | Equity | H42097107 | 106122 | 5431 | SH | DFND | 1 | 0 | 5431 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | UBS | Financials | Banks | |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | UBS GROUP AG | COM | H42097107 | 3933 | 200000 | SH | Put | DFND | 4 | 200000 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | UBS | Financials | Banks |
| nyse:ubs | nyse:ubs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | UBS GROUP AG | COM | H42097107 | 14667 | 745900 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | UBS | Financials | Banks |