| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | INTERMOLECULAR INC | COM | 45882D109 | 150 | 127981 | SH | DFND | 127981 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Merck KGaA | ||||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001567619-18-006161 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Diametric Capital, LP | 1719087 | Intermolecular Inc | COM | 45882D109 | 80 | 68569 | SH | DFND | 1 | 68569 | 0 | 0 | Dec 8th, 2021 01:28PM | Dec 8th, 2021 01:28PM | Merck KGaA | |||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001519418-18-000013 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Horizon Kinetics LLC | 1519418 | INTERMOLECULAR INC COM | COM | 45882D109 | 79 | 67647 | SH | DFND | 1 | 67647 | 0 | 0 | Dec 8th, 2021 01:26PM | Dec 8th, 2021 01:26PM | Merck KGaA | |||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001062993-18-004691 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | RBF Capital, LLC | 1134621 | INTERMOLECULAR INC | COM | 45882D109 | 67 | 57471 | SH | SOLE | 57471 | 0 | 0 | Dec 8th, 2021 01:17PM | Dec 8th, 2021 01:17PM | Merck KGaA | ||||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0000921895-18-003054 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Raging Capital Management, LLC | 1444376 | INTERMOLECULAR INC | COM | 45882D109 | 17236 | 14731351 | SH | OTR | 1 | 0 | 14731351 | 0 | Dec 8th, 2021 01:13PM | Dec 8th, 2021 01:13PM | Merck KGaA | |||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001085146-18-002608 | Sep 30th, 2018 12:00AM | Nov 13th, 2018 12:00AM | Nov 13th, 2018 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT INC | 1107261 | INTERMOLECULAR INC | COM | 45882D109 | 328 | 280700 | SH | SOLE | 280700 | 0 | 0 | Dec 8th, 2021 12:47PM | Dec 8th, 2021 12:47PM | Merck KGaA | ||||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001085146-18-002555 | Sep 30th, 2018 12:00AM | Nov 9th, 2018 12:00AM | Nov 9th, 2018 12:00AM | Emancipation Management LLC | 1478861 | INTERMOLECULAR INC | COM | 45882D109 | 469 | 400000 | SH | SOLE | 400000 | 0 | 0 | Dec 8th, 2021 12:17PM | Dec 8th, 2021 12:17PM | Merck KGaA | ||||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001008322-18-000017 | Sep 30th, 2018 12:00AM | Nov 8th, 2018 12:00AM | Nov 8th, 2018 12:00AM | THOMPSON SIEGEL & WALMSLEY LLC | 1008322 | INTERMOLECULAR INC | COM | 45882D109 | 3 | 2400 | SH | DFND | 1 | 2400 | 0 | 0 | Dec 8th, 2021 11:47AM | Dec 8th, 2021 11:47AM | Merck KGaA | |||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001665633-18-000004 | Sep 30th, 2018 12:00AM | Nov 1st, 2018 12:00AM | Nov 1st, 2018 12:00AM | Alpha Omega Wealth Management LLC | 1665633 | INTERMOLECULAR, INC | COM | 45882D109 | 19 | 16500 | SH | SOLE | 16500 | 0 | 0 | Dec 8th, 2021 09:13AM | Dec 8th, 2021 09:13AM | Merck KGaA | ||||
| xetra:mrk | nasdaq:imi Shareholders | 13F-HR | 0001569118-18-000011 | Sep 30th, 2018 12:00AM | Nov 1st, 2018 12:00AM | Nov 1st, 2018 12:00AM | JNBA Financial Advisors | 1569118 | INTERMOLECULAR, INC | COM | 45882D109 | 19 | 16500 | SH | SOLE | 16500 | 0 | 0 | Dec 8th, 2021 09:12AM | Dec 8th, 2021 09:12AM | Merck KGaA |