| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001928999-22-000002 | Dec 31st, 2021 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Fortitude Advisory Group L.L.C. | 1928999 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 3 | 525 | SH | SOLE | 0 | 0 | 525 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | ||
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR/A | 0001567619-22-011155 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI & Co INVESTMENT ADVISERS, INC. | 932724 | APPLIED OPTOELECTRONICS INC CO | COM | 03823U102 | 97 | 26500 | SH | SOLE | 26500 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | ||
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Applied Optoelectronics Inc | Equity | 03823U102 | 971 | 266 | SH | DFND | 1 | 0 | 266 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | |
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001803916-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Aquatic Capital Management LLC | 1803916 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 8 | 2100 | SH | SOLE | 0 | 0 | 2100 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | ||
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001764387-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Apollon Wealth Management, LLC | 1764387 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 73 | 20000 | SH | SOLE | 0 | 0 | 20000 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | ||
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001567619-22-010951 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cubist Systematic Strategies, LLC | 1603465 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 86 | 23500 | SH | DFND | 1 | 0 | 23500 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | |
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 0 | 100 | SH | DFND | 5 | 100 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | |
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 55 | 15000 | SH | DFND | 3 | 15000 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | |
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 0 | 2 | SH | DFND | 06 | 0 | 2 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment | |
| nasdaq:aaoi | nasdaq:aaoi Shareholders | 13F-HR | 0001564702-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | PDT Partners, LLC | 1564702 | APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 342 | 93796 | SH | SOLE | 93796 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | Applied Optoelectronics | Technology | Technology Hardware & Equipment |