| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000950123-22-006139 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | AMERIPRISE FINANCIAL INC | 820027 | ADTRAN INC | COM | 00738A106 | 3724 | 201860 | SH | DFND | 2 | 0 | 199760 | 2100 | May 17th, 2022 01:36AM | May 17th, 2022 01:36AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000950123-22-005967 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | UBS Group AG | 1610520 | ADTRAN INC | COM | 00738A106 | 27 | 1483 | SH | DFND | 1 | 0 | 0 | 1483 | May 17th, 2022 01:35AM | May 17th, 2022 01:35AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000950123-22-005967 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | UBS Group AG | 1610520 | ADTRAN INC | COM | 00738A106 | 5 | 286 | SH | DFND | 40 | 0 | 286 | 0 | May 17th, 2022 01:35AM | May 17th, 2022 01:35AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000927337-22-000010 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | WOLVERINE TRADING, LLC | 927337 | ADTRAN INC | COM | 00738A106 | 186 | 10108 | SH | DFND | 1 | 0 | 0 | 0 | May 17th, 2022 01:34AM | May 17th, 2022 01:34AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003430 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | TWO SIGMA ADVISERS, LP | 1478735 | ADTRAN INC | COM | 00738A106 | 349 | 18900 | SH | SOLE | 17600 | 0 | 1300 | May 17th, 2022 01:34AM | May 17th, 2022 01:34AM | ADTRAN | Technology | Technology Hardware & Equipment | ||
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003224 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | ADTRAN INC | COM | 00738A106 | 923 | 50000 | SH | SOLE | 50000 | 0 | 0 | May 17th, 2022 01:33AM | May 17th, 2022 01:33AM | ADTRAN | Technology | Technology Hardware & Equipment | ||
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003224 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | ADTRAN INC | COM | 00738A106 | 1292 | 70000 | SH | DFND | 4 | 70000 | 0 | 0 | May 17th, 2022 01:33AM | May 17th, 2022 01:33AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003224 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | ADTRAN INC | COM | 00738A106 | 4483 | 243000 | SH | DFND | 3 | 243000 | 0 | 0 | May 17th, 2022 01:33AM | May 17th, 2022 01:33AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003224 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | ADTRAN INC | COM | 00738A106 | 2399 | 130000 | SH | DFND | 2 | 130000 | 0 | 0 | May 17th, 2022 01:33AM | May 17th, 2022 01:33AM | ADTRAN | Technology | Technology Hardware & Equipment | |
| nasdaq:adtn | nasdaq:adtn Shareholders | 13F-HR | 0000919574-22-003224 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | NEEDHAM INVESTMENT MANAGEMENT LLC | 1167212 | ADTRAN INC | COM | 00738A106 | 2306 | 125000 | SH | DFND | 1 | 125000 | 0 | 0 | May 17th, 2022 01:33AM | May 17th, 2022 01:33AM | ADTRAN | Technology | Technology Hardware & Equipment |