| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001434165-22-000001 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | ATLAS CAPITAL ADVISORS LLC | 1434165 | Adverum Biotechnologies Inc | US Small Cap | 00773U108 | 7480 | 4250 | SH | SOLE | 0 | 4250 | 0 | 0 | May 6th, 2022 07:40AM | May 6th, 2022 07:40AM | Adverum Biotechnologies | Health Care Equipment & Services | ||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001062993-22-001518 | Dec 31st, 2021 12:00AM | Jan 25th, 2022 12:00AM | Jan 25th, 2022 12:00AM | Belvedere Trading LLC | 1632341 | ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 131 | 84800 | SH | Call | SOLE | 84800 | 0 | 0 | May 6th, 2022 07:09AM | May 6th, 2022 07:09AM | Adverum Biotechnologies | Health Care Equipment & Services | ||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001387131-22-000651 | Dec 31st, 2021 12:00AM | Jan 24th, 2022 12:00AM | Jan 24th, 2022 12:00AM | Ellevest, Inc. | 1644128 | ADVERUM BIOTECHNOLOGIES INC COM | Stock | 00773U108 | 0 | 120 | SH | SOLE | 0 | 0 | 120 | May 6th, 2022 07:04AM | May 6th, 2022 07:04AM | Adverum Biotechnologies | Health Care Equipment & Services | |||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001567619-22-001428 | Dec 31st, 2021 12:00AM | Jan 21st, 2022 12:00AM | Jan 21st, 2022 12:00AM | Allworth Financial LP | 1555170 | ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 0 | 20 | SH | SOLE | 0 | 0 | 20 | May 6th, 2022 06:59AM | May 6th, 2022 06:59AM | Adverum Biotechnologies | Health Care Equipment & Services | |||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0000950123-22-000377 | Dec 31st, 2021 12:00AM | Jan 21st, 2022 12:00AM | Jan 21st, 2022 12:00AM | Russell Investments Group, Ltd. | 1692234 | ADVERUM BIOTECHNOLOGIES INC | Common Stock | 00773U108 | 269 | 153337 | SH | DFND | 38 | 0 | 0 | 153337 | May 6th, 2022 06:58AM | May 6th, 2022 06:58AM | Adverum Biotechnologies | Health Care Equipment & Services | ||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001690010-22-000001 | Dec 31st, 2021 12:00AM | Jan 20th, 2022 12:00AM | Jan 20th, 2022 12:00AM | Parallel Advisors, LLC | 1690010 | ADVERUM BIOTECHNOLOGIES INC COM | Stock | 00773U108 | 2 | 1000 | SH | SOLE | 1000 | 0 | 0 | May 6th, 2022 06:53AM | May 6th, 2022 06:53AM | Adverum Biotechnologies | Health Care Equipment & Services | |||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR/A | 0000769993-22-000005 | Sep 30th, 2021 12:00AM | Jan 20th, 2022 12:00AM | Jan 20th, 2022 12:00AM | GOLDMAN SACHS GROUP INC | 886982 | ADVERUM BIOTECHNOLOGIES INC | CMN | 00773U108 | 204 | 94134 | SH | DFND | 2 | 94134 | 0 | 0 | May 6th, 2022 06:51AM | May 6th, 2022 06:51AM | Adverum Biotechnologies | Health Care Equipment & Services | ||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR/A | 0000769993-22-000005 | Sep 30th, 2021 12:00AM | Jan 20th, 2022 12:00AM | Jan 20th, 2022 12:00AM | GOLDMAN SACHS GROUP INC | 886982 | ADVERUM BIOTECHNOLOGIES INC | CMN | 00773U108 | 1716 | 790569 | SH | DFND | 1 | 790544 | 0 | 25 | May 6th, 2022 06:51AM | May 6th, 2022 06:51AM | Adverum Biotechnologies | Health Care Equipment & Services | ||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001844424-22-000002 | Dec 31st, 2021 12:00AM | Jan 19th, 2022 12:00AM | Jan 19th, 2022 12:00AM | Madison Wealth Partners, Inc | 1844424 | ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 25 | 14412 | SH | SOLE | 0 | 0 | 14412 | May 6th, 2022 06:47AM | May 6th, 2022 06:47AM | Adverum Biotechnologies | Health Care Equipment & Services | |||
| nasdaq:advm | nasdaq:advm Shareholders | 13F-HR | 0001395067-22-000001 | Dec 31st, 2021 12:00AM | Jan 19th, 2022 12:00AM | Jan 19th, 2022 12:00AM | Marquette Asset Management, LLC | 1395067 | ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 95 | 54000 | SH | SOLE | 0 | 0 | 0 | May 6th, 2022 06:46AM | May 6th, 2022 06:46AM | Adverum Biotechnologies | Health Care Equipment & Services |