| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | ADVAXIS INC | COM NEW | 007624208 | 9 | 9263 | SH | DFND | 2 | 9263 | 0 | 0 | May 5th, 2022 07:58AM | May 5th, 2022 07:58AM | Advaxis | Health Care Equipment & Services | ||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001475597-18-000022 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | HRT FINANCIAL LLC | 1475597 | ADVAXIS INC | COM NEW | 007624208 | 14 | 15164 | SH | DFND | 15164 | 0 | 0 | Dec 8th, 2021 01:47PM | Dec 8th, 2021 01:47PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0000749044-18-000008 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | RESOURCES MANAGEMENT CORP /CT/ /ADV | 749044 | ADVAXIS INC | Ordinary Shares | 007624208 | 0 | 900 | SH | SOLE | 1 | 900 | 0 | 0 | Dec 8th, 2021 01:42PM | Dec 8th, 2021 01:42PM | Advaxis | Health Care Equipment & Services | ||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001756283-18-000006 | Jun 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Bell Rock Capital LLC | 1756283 | Advaxis Inc Com | COM NEW | 007624208 | 2 | 1187 | SH | SOLE | 0 | 0 | 1187 | Dec 8th, 2021 01:32PM | Dec 8th, 2021 01:32PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001756283-18-000005 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Bell Rock Capital LLC | 1756283 | Advaxis Inc Com | COM NEW | 007624208 | 1 | 1187 | SH | SOLE | 0 | 0 | 1187 | Dec 8th, 2021 01:32PM | Dec 8th, 2021 01:32PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001756283-18-000004 | Mar 31st, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Bell Rock Capital LLC | 1756283 | Advaxis Inc Com | COM NEW | 007624208 | 2 | 1187 | SH | SOLE | 0 | 0 | 1187 | Dec 8th, 2021 01:32PM | Dec 8th, 2021 01:32PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001728194-18-000012 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | CVI Holdings, LLC | 1728194 | ADVAXIS INC | COM NEW | 007624208 | 3233 | 3439348 | SH | DFND | 12,8 | 3439348 | 0 | 0 | Dec 8th, 2021 01:32PM | Dec 8th, 2021 01:32PM | Advaxis | Health Care Equipment & Services | ||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001608179-18-000004 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Syntal Capital Partners, LLC | 1608179 | Advaxis Inc | COM | 007624208 | 9 | 10000 | SH | SOLE | 0 | 0 | 10000 | Dec 8th, 2021 01:30PM | Dec 8th, 2021 01:30PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001493152-18-015893 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | ADVAXIS INC | COM NEW | 007624208 | 161 | 170988 | SH | SOLE | 170988 | 0 | 0 | Dec 8th, 2021 01:26PM | Dec 8th, 2021 01:26PM | Advaxis | Health Care Equipment & Services | |||
| nasdaq:adxs | nasdaq:adxs Shareholders | 13F-HR | 0001463217-18-000006 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | UNITED CAPITAL FINANCIAL ADVISERS, LLC | 1463217 | Advaxis Inc | Common Stock | 007624208 | 35 | 37544 | SH | SOLE | 37544 | 0 | 0 | Dec 8th, 2021 01:26PM | Dec 8th, 2021 01:26PM | Advaxis | Health Care Equipment & Services |