| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | ADVANCED ENERGY INDS | COM | 007973100 | 2696 | 31321 | SH | DFND | 1,2,5 | 0 | 0 | 31321 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR/A | 0001065350-22-000006 | Mar 31st, 2022 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | Capital International Investors | 1562230 | ADVANCED ENERGY INDS | COM | 007973100 | 22481 | 261162 | SH | DFND | 1, 2 | 261162 | 0 | 0 | May 20th, 2022 01:07AM | May 20th, 2022 01:07AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR/A | 0001062993-22-012945 | Dec 31st, 2021 12:00AM | May 19th, 2022 12:00AM | May 19th, 2022 12:00AM | CIM INVESTMENT MANAGEMENT INC | 1179791 | Advance Energy Ind. | COM | 007973100 | 370 | 4061 | SH | SOLE | 4061 | 0 | 0 | May 20th, 2022 01:06AM | May 20th, 2022 01:06AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | ||
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001567619-22-011178 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | Keeley-Teton Advisors, LLC | 1700530 | Advanced Energy Industries Inc | COM | 007973100 | 1231 | 14300 | SH | SOLE | 14300 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | ||
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ADVANCED ENERGY INDS | COM | 007973100 | 310 | 3600 | SH | Put | DFND | 2 | 3600 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ADVANCED ENERGY INDS | COM | 007973100 | 344 | 4000 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ADVANCED ENERGY INDS | COM | 007973100 | 3 | 39 | SH | DFND | 2 | 39 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | ADVANCED ENERGY INDS | COM | 007973100 | 204 | 2365 | SH | DFND | 1 | 2365 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | ADVANCED ENERGY INDS | COM | 007973100 | 250 | 2908 | SH | DFND | 5 | 2908 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment | |
| nasdaq:aeis | nasdaq:aeis Shareholders | 13F-HR | 0001398344-22-009797 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | CAROLINAS WEALTH CONSULTING LLC | 1803425 | ADVANCED ENERGY INDS | COM | 007973100 | 3 | 38 | SH | SOLE | 0 | 0 | 38 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Advanced Energy Industries | Technology | Technology Hardware & Equipment |