Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000950123-22-006403 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM CITADEL ADVISORS LLC 1423053 APPLIED GENETIC TECHNOLOGIES COM 03820J100 20 18773 SH DFND 18773 0 0 May 17th, 2022 01:39AM May 17th, 2022 01:39AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000950123-22-006139 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM AMERIPRISE FINANCIAL INC 820027 APPLIED GENETIC TECHNOLOGIES COM 03820J100 137 127700 SH DFND 16 0 0 127700 May 17th, 2022 01:36AM May 17th, 2022 01:36AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000927337-22-000010 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM WOLVERINE TRADING, LLC 927337 APPLIED GENETIC TECHNOLOGIES COM 03820J100 28 25500 SH Put DFND 1 0 0 0 May 17th, 2022 01:34AM May 17th, 2022 01:34AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000927337-22-000010 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM WOLVERINE TRADING, LLC 927337 APPLIED GENETIC TECHNOLOGIES COM 03820J100 23 20300 SH Call DFND 1 0 0 0 May 17th, 2022 01:34AM May 17th, 2022 01:34AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000919574-22-003430 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM TWO SIGMA ADVISERS, LP 1478735 APPLIED GENETIC TECHNOLOGIES COM 03820J100 126 117729 SH SOLE 115849 0 1880 May 17th, 2022 01:34AM May 17th, 2022 01:34AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000902664-22-002947 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM Empery Asset Management, LP 1469336 APPLIED GENETIC TECHNOLOGIES COM 03820J100 107 100000 SH SOLE 100000 0 0 May 17th, 2022 01:31AM May 17th, 2022 01:31AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000769993-22-000283 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM GOLDMAN SACHS GROUP INC 886982 APPLIED GENETIC TECHNOLOGIES CMN 03820J100 97 90969 SH DFND 2 90969 0 0 May 17th, 2022 01:29AM May 17th, 2022 01:29AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000093751-22-000509 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM STATE STREET CORP 93751 APPLIED GENETIC TECHNOLOGIES COM 03820J100 136 127015 SH DFND 20 127015 0 0 May 17th, 2022 01:26AM May 17th, 2022 01:26AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000080255-22-002340 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM PRICE T ROWE ASSOCIATES INC /MD/ 80255 APPLIED GENETIC TECHNOLOGIES COMM STK 03820J100 280 262055 SH SOLE 262055 0 0 May 17th, 2022 01:26AM May 17th, 2022 01:26AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology
nasdaq:agtc nasdaq:agtc Shareholders 13F-HR 0000072971-22-000135 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM WELLS FARGO & COMPANY/MN 72971 APPLIED GENETIC TECHNOLOGIES COM 03820J100 90 84167 SH DFND 15 0 0 84167 May 17th, 2022 01:24AM May 17th, 2022 01:24AM Applied Genetic Technologies Health Care Pharmaceuticals & Biotechnology

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