Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:arex nasdaq:arex Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 APPROACH RESOURCES INC COM 03834A103 192 85968 SH DFND 85968 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 APPROACH RESOURCES INC COM 03834A103 37 16522 SH DFND 33 0 0 16522 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 APPROACH RESOURCES INC COM 03834A103 2 705 SH DFND 2 705 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR/A 0001085146-18-002794 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM AQR CAPITAL MANAGEMENT LLC 1167557 APPROACH RESOURCES INC COM 03834A103 146 65375 SH DFND 65375 0 0 Dec 8th, 2021 01:45PM Dec 8th, 2021 01:45PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0001567619-18-005971 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM NEW GENERATION ADVISORS, LLC 1107211 APPROACH RESOURCES INC COMMON 03834A103 4154 1862664 SH SOLE NONE 1862664 0 0 Dec 8th, 2021 01:27PM Dec 8th, 2021 01:27PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0001165002-18-000071 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM WESTWOOD HOLDINGS GROUP INC 1165002 Approach Resources Inc COM 03834A103 87 39080 SH DFND 4 0 0 39080 Dec 8th, 2021 01:22PM Dec 8th, 2021 01:22PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0001144204-18-059921 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM D. E. Shaw & Co., Inc. 1009207 APPROACH RESOURCES INC COM 03834A103 27 12329 SH DFND 2, 1 11829 0 500 Dec 8th, 2021 01:21PM Dec 8th, 2021 01:21PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0001085146-18-002773 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM AQR CAPITAL MANAGEMENT LLC 1167557 APPROACH RESOURCES INC COM 03834A103 160 65375 SH DFND 65375 0 0 Dec 8th, 2021 01:19PM Dec 8th, 2021 01:19PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0001085146-18-002739 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Moors & Cabot, Inc. 1607239 APPROACH RESOURCES INC COM 03834A103 39 17500 SH SOLE 17500 0 0 Dec 8th, 2021 01:19PM Dec 8th, 2021 01:19PM Approach Resources Oil & Gas Oil & Gas Producers
nasdaq:arex nasdaq:arex Shareholders 13F-HR 0000950123-18-011899 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Yorktown Energy Partners VI LP 1347504 Approach Resources Inc COM 03834A103 219 98056 SH DFND 1,2 98056 0 0 Dec 8th, 2021 01:16PM Dec 8th, 2021 01:16PM Approach Resources Oil & Gas Oil & Gas Producers

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