| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 2522 | 54836 | SH | DFND | 2 | 0 | 54836 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 54 | 1172 | SH | DFND | 5,3 | 0 | 1172 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001283072-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | GUGGENHEIM CAPITAL LLC | 1283072 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 47 | 1028 | SH | DFND | 1 | 0 | 1028 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001275218-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ALGERT GLOBAL LLC | 1275218 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 1571 | 34165 | SH | SOLE | 0 | 34165 | 0 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001214659-22-007031 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | VOLORIDGE INVESTMENT MANAGEMENT, LLC | 1556921 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 3451 | 75035 | SH | SOLE | 75035 | 0 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001214659-22-006857 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Hood River Capital Management LLC | 1578177 | ARROWHEAD PHARMACEUTICALS IN | COMMON STOCKS | 04280A100 | 15870 | 345085 | SH | SOLE | 316532 | 0 | 28553 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001172661-22-001468 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Squarepoint Ops LLC | 1642575 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 910 | 19793 | SH | DFND | 1 | 0 | 19793 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001172661-22-001441 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Trading LLC | 1388391 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 255 | 5543 | SH | SOLE | 5543 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001172661-22-001441 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Trading LLC | 1388391 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 911 | 19800 | SH | Put | SOLE | 19800 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:arwr | nasdaq:arwr Shareholders | 13F-HR | 0001172661-22-001441 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Trading LLC | 1388391 | ARROWHEAD PHARMACEUTICALS IN | COM | 04280A100 | 212 | 4600 | SH | Call | SOLE | 4600 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | Arrowhead Research | Health Care | Pharmaceuticals & Biotechnology |