| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001595521-22-000006 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Aristides Capital LLC | 1595521 | AWARE INC MASS | COM | 05453N100 | 407 | 135729 | SH | SOLE | NONE | 135729 | 0 | 0 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Aware | Technology | Technology Hardware & Equipment | |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | AWARE INC MASS | COM | 05453N100 | 15 | 5147 | SH | DFND | 21 | 5147 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Aware | Technology | Technology Hardware & Equipment | |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | AWARE INC MASS | COM | 05453N100 | 85 | 28200 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | Aware | Technology | Technology Hardware & Equipment |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001398344-22-009687 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1238990 | AWARE INC MASS | COM | 05453N100 | 3211 | 1070450 | SH | SOLE | 1070450 | 0 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | Aware | Technology | Technology Hardware & Equipment | ||
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001298088-22-000014 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CIBC Private Wealth Group, LLC | 1298088 | AWARE INC MASS | COM | 05453N100 | 180 | 60000 | SH | DFND | 2 | 60000 | 0 | 0 | May 17th, 2022 01:48AM | May 17th, 2022 01:48AM | Aware | Technology | Technology Hardware & Equipment | |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001172661-22-001421 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Union Square Park Capital Management, LLC | 1666231 | AWARE INC MASS | COM | 05453N100 | 996 | 331896 | SH | SOLE | 331896 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | Aware | Technology | Technology Hardware & Equipment | ||
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001085146-22-002172 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CSS LLC/IL | 1103646 | AWARE INC MASS | COM | 05453N100 | 31 | 10429 | SH | SOLE | 0 | 10429 | 0 | 0 | May 17th, 2022 01:44AM | May 17th, 2022 01:44AM | Aware | Technology | Technology Hardware & Equipment | |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0001085146-22-002092 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | AWARE INC MASS | COM | 05453N100 | 242 | 80679 | SH | SOLE | 80679 | 0 | 0 | May 17th, 2022 01:43AM | May 17th, 2022 01:43AM | Aware | Technology | Technology Hardware & Equipment | ||
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0000950123-22-006403 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CITADEL ADVISORS LLC | 1423053 | AWARE INC MASS | COM | 05453N100 | 245 | 81600 | SH | Call | DFND | 1 | 81600 | 0 | 0 | May 17th, 2022 01:39AM | May 17th, 2022 01:39AM | Aware | Technology | Technology Hardware & Equipment |
| nasdaq:awre | nasdaq:awre Shareholders | 13F-HR | 0000950123-22-006403 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CITADEL ADVISORS LLC | 1423053 | AWARE INC MASS | COM | 05453N100 | 32 | 10800 | SH | Put | DFND | 1 | 10800 | 0 | 0 | May 17th, 2022 01:39AM | May 17th, 2022 01:39AM | Aware | Technology | Technology Hardware & Equipment |