| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000019617-22-000331 | Mar 31st, 2022 12:00AM | May 11th, 2022 12:00AM | May 11th, 2022 12:00AM | JPMORGAN CHASE & CO | 19617 | AXT INC | COMMON | 00246W103 | 1 | 85 | SH | DFND | 6 | 85 | 0 | 0 | May 12th, 2022 01:13AM | May 12th, 2022 01:13AM | AXT | Technology | Technology Hardware & Equipment | |
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000049205-22-000005 | Mar 31st, 2022 12:00AM | May 10th, 2022 12:00AM | May 10th, 2022 12:00AM | HUNTINGTON NATIONAL BANK | 49205 | AXT INC | COMMON STOCK | 00246W103 | 0 | 1 | SH | DFND | 0 | 0 | 1 | May 11th, 2022 01:26AM | May 11th, 2022 01:26AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0001654954-22-006272 | Mar 31st, 2022 12:00AM | May 9th, 2022 12:00AM | May 9th, 2022 12:00AM | TORONTO DOMINION BANK | 947263 | AXT Inc | COM | 00246W103 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | May 10th, 2022 01:33AM | May 10th, 2022 01:33AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0001567619-22-009783 | Mar 31st, 2022 12:00AM | May 9th, 2022 12:00AM | May 9th, 2022 12:00AM | Campbell & CO Investment Adviser LLC | 1353570 | AXT Inc | Common Stock | 00246W103 | 403 | 57436 | SH | SOLE | 57436 | 0 | 0 | May 10th, 2022 01:32AM | May 10th, 2022 01:32AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000752798-22-000008 | Mar 31st, 2022 12:00AM | May 9th, 2022 12:00AM | May 9th, 2022 12:00AM | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 752798 | AXT INC | COM | 00246W103 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | May 10th, 2022 01:24AM | May 10th, 2022 01:24AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0001177206-22-000005 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | LOS ANGELES CAPITAL MANAGEMENT LLC | 1177206 | Axt Inc | COM | 00246W103 | 447 | 63696 | SH | SOLE | 0 | 0 | 63696 | May 7th, 2022 01:49AM | May 7th, 2022 01:49AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000950123-22-004639 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | KBC Group NV | 1411133 | AXT INC | COM | 00246W103 | 79 | 11290 | SH | DFND | 1,2 | 0 | 11290 | 0 | May 7th, 2022 01:46AM | May 7th, 2022 01:46AM | AXT | Technology | Technology Hardware & Equipment | |
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000906304-22-000078 | Mar 31st, 2022 12:00AM | May 5th, 2022 12:00AM | May 5th, 2022 12:00AM | ROYCE & ASSOCIATES LP | 906304 | AXT INC | COM | 00246W103 | 7535 | 1073300 | SH | SOLE | 1073300 | 0 | 0 | May 7th, 2022 01:43AM | May 7th, 2022 01:43AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0000810265-22-000003 | Mar 31st, 2022 12:00AM | May 5th, 2022 12:00AM | May 5th, 2022 12:00AM | NEW YORK STATE COMMON RETIREMENT FUND | 810265 | A X T INC | Common Stock | 00246W103 | 129 | 18447 | SH | SOLE | 18447 | 0 | 0 | May 7th, 2022 01:42AM | May 7th, 2022 01:42AM | AXT | Technology | Technology Hardware & Equipment | ||
| nasdaq:axti | nasdaq:axti Shareholders | 13F-HR | 0001890906-22-000131 | Mar 31st, 2022 12:00AM | Apr 27th, 2022 12:00AM | Apr 27th, 2022 12:00AM | Allspring Global Investments Holdings, LLC | 1890906 | AXT INC | COM | 00246W103 | 156 | 17720 | SH | DFND | 1 | 0 | 0 | 17720 | May 6th, 2022 09:02AM | May 6th, 2022 09:02AM | AXT | Technology | Technology Hardware & Equipment |