Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:basi nasdaq:basi Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 BIOANALYTICAL SYS INC COM 09058M103 57 35684 SH DFND 35684 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001641866-21-000005 Jun 30th, 2021 12:00AM Jul 13th, 2021 12:00AM Jul 13th, 2021 12:00AM IFP Advisors, Inc 1641866 INOTIV INC COM Stock 09058M103 0 0 SH SOLE 0 0 0 0 May 4th, 2022 07:08PM May 4th, 2022 07:08PM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001641866-21-000004 Mar 31st, 2021 12:00AM Apr 30th, 2021 12:00AM Apr 30th, 2021 12:00AM IFP Advisors, Inc 1641866 INOTIV INC COM Stock 09058M103 0 0 SH SOLE 0 0 0 0 May 4th, 2022 01:50PM May 4th, 2022 01:50PM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001085146-21-001099 Dec 31st, 2020 12:00AM Apr 1st, 2021 12:00AM Apr 1st, 2021 12:00AM Private Advisor Group, LLC 1567755 BIOANALYTICAL SYS INC COM 09058M103 793 64500 SH SOLE 0 0 64500 May 4th, 2022 11:16AM May 4th, 2022 11:16AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001533964-21-000002 Dec 31st, 2020 12:00AM Feb 24th, 2021 12:00AM Feb 24th, 2021 12:00AM Virtu Financial LLC 1533964 BIOANALYTICAL SYS INC COM 09058M103 124 10089 SH DFND 5 10089 0 0 May 4th, 2022 08:10AM May 4th, 2022 08:10AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR/A 0000019617-21-000235 Dec 31st, 2020 12:00AM Feb 19th, 2021 12:00AM Feb 19th, 2021 12:00AM JPMORGAN CHASE & CO 19617 BIOANALYTICAL SYS INC COMMON 09058M103 1 100 SH DFND 2 0 0 100 May 4th, 2022 07:48AM May 4th, 2022 07:48AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001567619-21-003895 Dec 31st, 2020 12:00AM Feb 16th, 2021 12:00AM Feb 16th, 2021 12:00AM ROYAL BANK OF CANADA 1000275 BIOANALYTICAL SYS INC COM 09058M103 1 83 SH DFND 21 83 0 0 May 4th, 2022 07:29AM May 4th, 2022 07:29AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001567619-21-003745 Dec 31st, 2020 12:00AM Feb 16th, 2021 12:00AM Feb 16th, 2021 12:00AM ISZO CAPITAL MANAGEMENT LP 1607925 BIOANALYTICAL SYS INC COM 09058M103 9348 760015 SH SOLE N/A 760015 0 0 May 4th, 2022 07:24AM May 4th, 2022 07:24AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001085146-21-000826 Dec 31st, 2020 12:00AM Feb 16th, 2021 12:00AM Feb 16th, 2021 12:00AM BRIDGEWAY CAPITAL MANAGEMENT, LLC 1107261 BIOANALYTICAL SYS INC COM 09058M103 830 67510 SH SOLE 67510 0 0 May 4th, 2022 07:16AM May 4th, 2022 07:16AM Bioanalytical Systems Pharmaceuticals & Biotechnology
nasdaq:basi nasdaq:basi Shareholders 13F-HR 0001134007-21-000004 Dec 31st, 2020 12:00AM Feb 12th, 2021 12:00AM Feb 12th, 2021 12:00AM NEXT CENTURY GROWTH INVESTORS LLC 1134007 Bioanalytical Systems Inc. COM 09058M103 534 43458 SH SOLE 43458 0 0 May 4th, 2022 06:50AM May 4th, 2022 06:50AM Bioanalytical Systems Pharmaceuticals & Biotechnology

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