Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000892712-22-000117 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM Johnson Financial Group, Inc. 1477024 BROADWIND INC COM NEW 11161T207 3 1400 SH DFND 2 0 0 1400 May 17th, 2022 01:30AM May 17th, 2022 01:30AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000093751-22-000509 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM STATE STREET CORP 93751 BROADWIND INC COM NEW 11161T207 138 63765 SH DFND 20 63765 0 0 May 17th, 2022 01:26AM May 17th, 2022 01:26AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000072971-22-000135 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM WELLS FARGO & COMPANY/MN 72971 BROADWIND INC COM NEW 11161T207 4 1865 SH DFND 15 0 0 1865 May 17th, 2022 01:24AM May 17th, 2022 01:24AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000072971-22-000135 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM WELLS FARGO & COMPANY/MN 72971 BROADWIND INC COM NEW 11161T207 0 109 SH DFND 4 109 0 0 May 17th, 2022 01:24AM May 17th, 2022 01:24AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000752798-22-000008 Mar 31st, 2022 12:00AM May 9th, 2022 12:00AM May 9th, 2022 12:00AM CONCOURSE FINANCIAL GROUP SECURITIES, INC. 752798 BROADWIND ENERGY INC COM NEW 11161T207 0 0 SH SOLE 0 0 0 May 10th, 2022 01:24AM May 10th, 2022 01:24AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000201772-22-000002 Mar 31st, 2022 12:00AM May 9th, 2022 12:00AM May 9th, 2022 12:00AM ESSEX INVESTMENT MANAGEMENT CO LLC 201772 BROADWIND INC COM NEW COM 11161T207 748 344743 SH SOLE 132307 0 212436 May 10th, 2022 01:24AM May 10th, 2022 01:24AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0001808179-22-000003 Mar 31st, 2022 12:00AM Apr 29th, 2022 12:00AM Apr 29th, 2022 12:00AM COLUMBIA ADVISORY PARTNERS LLC 1808179 BROADWIND INC COM NEW 11161T207 22 10000 SH SOLE 0 0 10000 May 6th, 2022 09:44AM May 6th, 2022 09:44AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000834237-22-008654 Dec 31st, 2021 12:00AM Feb 10th, 2022 12:00AM Feb 10th, 2022 12:00AM BlackRock Inc. 1364742 BROADWIND INC COM NEW 11161T207 560 297706 SH SOLE 22 297706 0 0 May 6th, 2022 08:37AM May 6th, 2022 08:37AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000834237-22-008654 Dec 31st, 2021 12:00AM Feb 10th, 2022 12:00AM Feb 10th, 2022 12:00AM BlackRock Inc. 1364742 BROADWIND INC COM NEW 11161T207 114 60854 SH SOLE 21 60854 0 0 May 6th, 2022 08:37AM May 6th, 2022 08:37AM Broadwind Energy
nasdaq:bwen nasdaq:bwen Shareholders 13F-HR 0000834237-22-008654 Dec 31st, 2021 12:00AM Feb 10th, 2022 12:00AM Feb 10th, 2022 12:00AM BlackRock Inc. 1364742 BROADWIND INC COM NEW 11161T207 7 3540 SH SOLE 18 3540 0 0 May 6th, 2022 08:37AM May 6th, 2022 08:37AM Broadwind Energy

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