Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
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nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001928999-22-000002 | Dec 31st, 2021 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | Fortitude Advisory Group L.L.C. | 1928999 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 0 | 200 | SH | SOLE | 0 | 0 | 200 | May 21st, 2022 01:10AM | May 21st, 2022 01:10AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | ||
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 102 | 79432 | SH | DFND | 1 | 79432 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 25 | 19300 | SH | DFND | 5 | 19300 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001567619-22-010951 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cubist Systematic Strategies, LLC | 1603465 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 18 | 13700 | SH | DFND | 1 | 0 | 13700 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 0 | 36 | SH | DFND | 3 | 36 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 256 | 200200 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | China BAK Battery | Industrials | Electronic & Electrical Equipment |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 146 | 114000 | SH | Put | DFND | 2 | 0 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | China BAK Battery | Industrials | Electronic & Electrical Equipment |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 124 | 97042 | SH | DFND | 2 | 97042 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001446179-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 1446179 | CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 373 | 291484 | SH | DFND | 9 | 291484 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | China BAK Battery | Industrials | Electronic & Electrical Equipment | |
nasdaq:cbak | nasdaq:cbak Shareholders | 13F-HR | 0001318757-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | MARSHALL WACE, LLP | 1318757 | CBAK ENERGY TECH | COMMON STOCK | 14986C102 | 164 | 127582 | SH | OTR | 02811377, 02814472 | 0 | 127582 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | China BAK Battery | Industrials | Electronic & Electrical Equipment |