| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001085146-22-000493 | Dec 31st, 2021 12:00AM | Feb 3rd, 2022 12:00AM | Feb 3rd, 2022 12:00AM | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | CODEXIS INC | COM | 192005106 | 0 | 1 | SH | DFND | 1 | 0 | 0 | 1 | May 6th, 2022 07:51AM | May 6th, 2022 07:51AM | Codexis | Basic Materials | Chemicals | |
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0000937615-22-000003 | Dec 31st, 2021 12:00AM | Feb 3rd, 2022 12:00AM | Feb 3rd, 2022 12:00AM | NISA INVESTMENT ADVISORS, LLC | 937615 | CODEXIS INC | COM | 192005106 | 77 | 3780 | SH | SOLE | 3780 | 0 | 0 | May 6th, 2022 07:51AM | May 6th, 2022 07:51AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001456228-22-000001 | Dec 31st, 2021 12:00AM | Feb 2nd, 2022 12:00AM | Feb 2nd, 2022 12:00AM | DekaBank Deutsche Girozentrale | 1456228 | CODEXIS INC | COM | 192005106 | 579 | 18500 | SH | DFND | 2 | 18500 | 0 | 0 | May 6th, 2022 07:47AM | May 6th, 2022 07:47AM | Codexis | Basic Materials | Chemicals | |
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001214659-22-001643 | Dec 31st, 2021 12:00AM | Feb 2nd, 2022 12:00AM | Feb 2nd, 2022 12:00AM | Sumitomo Mitsui Trust Holdings, Inc. | 1475365 | CODEXIS INC | COM | 192005106 | 27162 | 868630 | SH | DFND | 2 | 868630 | 0 | 0 | May 6th, 2022 07:46AM | May 6th, 2022 07:46AM | Codexis | Basic Materials | Chemicals | |
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0000810265-22-000001 | Dec 31st, 2021 12:00AM | Feb 2nd, 2022 12:00AM | Feb 2nd, 2022 12:00AM | NEW YORK STATE COMMON RETIREMENT FUND | 810265 | CODEXIS INC | Common Stock | 192005106 | 1357 | 43403 | SH | SOLE | 43403 | 0 | 0 | May 6th, 2022 07:45AM | May 6th, 2022 07:45AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001729829-22-000002 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | Qube Research & Technologies Ltd | 1729829 | CODEXIS INC | COM | 192005106 | 714 | 22827 | SH | SOLE | 22827 | 0 | 0 | May 6th, 2022 07:41AM | May 6th, 2022 07:41AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001567619-22-002197 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | NOMURA ASSET MANAGEMENT CO LTD | 1055964 | CODEXIS INC | COM | 192005106 | 0 | 0 | SH | SOLE | 62674 | 0 | 0 | May 6th, 2022 07:40AM | May 6th, 2022 07:40AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001546007-22-000004 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | Assenagon Asset Management S.A. | 1546007 | CODEXIS INC | COM | 192005106 | 18227 | 582894 | SH | SOLE | 582894 | 0 | 0 | May 6th, 2022 07:40AM | May 6th, 2022 07:40AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0001056488-22-000001 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | GARRISON BRADFORD & ASSOCIATES INC | 1056488 | CODEXIS | COM | 192005106 | 375 | 11996 | SH | SOLE | 11996 | 0 | 0 | May 6th, 2022 07:40AM | May 6th, 2022 07:40AM | Codexis | Basic Materials | Chemicals | ||
| nasdaq:cdxs | nasdaq:cdxs Shareholders | 13F-HR | 0000950123-22-000742 | Dec 31st, 2021 12:00AM | Feb 1st, 2022 12:00AM | Feb 1st, 2022 12:00AM | Calamos Advisors LLC | 1316507 | CODEXIS INC | COM | 192005106 | 994 | 31791 | SH | OTR | 3 | 31791 | 0 | 0 | May 6th, 2022 07:39AM | May 6th, 2022 07:39AM | Codexis | Basic Materials | Chemicals |