| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR/A | 0001567619-22-011156 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | Teton Advisors, Inc. | 1444874 | CADIZ INC | COM | 127537207 | 21 | 10000 | SH | SOLE | 10000 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | Cadiz | Utilities | Gas, Water & Multi-utilities | ||
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR/A | 0001567619-22-011152 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GAMCO INVESTORS, INC. ET AL | 807249 | CADIZ INC | COM | 127537207 | 21 | 10000 | SH | SOLE | 10000 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | Cadiz | Utilities | Gas, Water & Multi-utilities | ||
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR/A | 0001567619-22-011150 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI FUNDS LLC | 1081407 | CADIZ INC | COM | 127537207 | 28 | 13500 | SH | SOLE | 13500 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | Cadiz | Utilities | Gas, Water & Multi-utilities | ||
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Cadiz Inc | Equity | 127537207 | 4032 | 1948 | SH | DFND | 1 | 0 | 1948 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Cadiz | Utilities | Gas, Water & Multi-utilities | |
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | CADIZ INC | COM NEW | 127537207 | 152 | 73362 | SH | DFND | 1 | 73362 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Cadiz | Utilities | Gas, Water & Multi-utilities | |
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | CADIZ INC | COM NEW | 127537207 | 45 | 21542 | SH | DFND | 5 | 21542 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Cadiz | Utilities | Gas, Water & Multi-utilities | |
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | CADIZ INC. | COM | 127537207 | 6 | 2720 | SH | SOLE | 2720 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Cadiz | Utilities | Gas, Water & Multi-utilities | ||
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR | 0001803916-22-000005 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Aquatic Capital Management LLC | 1803916 | CADIZ INC | COM NEW | 127537207 | 2 | 900 | SH | SOLE | 0 | 0 | 900 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Cadiz | Utilities | Gas, Water & Multi-utilities | ||
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR/A | 0001606587-22-001198 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | CADIZ INC | COM NEW | 127537207 | 41 | 20000 | SH | SOLE | NONE | 0 | 0 | 20000 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Cadiz | Utilities | Gas, Water & Multi-utilities | |
| nasdaq:cdzi | nasdaq:cdzi Shareholders | 13F-HR | 0001567619-22-010965 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CANTOR FITZGERALD, L. P. | 1024896 | CADIZ INC | COM NEW | 127537207 | 103 | 49858 | SH | DFND | 3 | 0 | 49858 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Cadiz | Utilities | Gas, Water & Multi-utilities |