| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 12 | 16659 | SH | DFND | 1 | 16659 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001698478-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Summit Trail Advisors, LLC | 1698478 | Caladrius Biosciences Inc Com New | EQUITY | 128058203 | 13 | 17730 | SH | SOLE | 17730 | 0 | 0 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | |||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001580642-22-002777 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Creative Planning | 1540235 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 7 | 10075 | SH | SOLE | 0 | 0 | 10075 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | |||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 0 | 200 | SH | DFND | 5 | 200 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 1 | 2035 | SH | DFND | 3 | 2035 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 0 | 590 | SH | DFND | 21 | 590 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 0 | 102 | SH | DFND | 02 | 0 | 0 | 102 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 0 | 400 | SH | DFND | 01 | 400 | 0 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | ||
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 43 | 59100 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology | |
| nasdaq:clbs | nasdaq:clbs Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | CALADRIUS BIOSCIENCES INC | COM NEW | 128058203 | 28 | 39007 | SH | DFND | 11 | 39007 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | Caladrius Biosciences | Pharmaceuticals & Biotechnology |