| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 1142 | 77150 | SH | DFND | 77150 | 0 | 0 | May 5th, 2022 07:58AM | May 5th, 2022 07:58AM | Collectors Universe | Consumer Services | General Retailers | ||
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 6 | 400 | SH | DFND | 2 | 400 | 0 | 0 | May 5th, 2022 07:58AM | May 5th, 2022 07:58AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001166588-21-000006 | Sep 30th, 2021 12:00AM | Nov 12th, 2021 12:00AM | Nov 12th, 2021 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | COLLECTORS UNIVERSE INC | EQUITY | 19421R200 | 106700 | 2156 | SH | DFND | 1 | 0 | 2156 | 0 | May 5th, 2022 05:19AM | May 5th, 2022 05:19AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001764754-21-000017 | Mar 31st, 2019 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 8 | 500 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:12AM | May 5th, 2022 12:12AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001764754-21-000016 | Dec 31st, 2018 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 5 | 500 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:12AM | May 5th, 2022 12:12AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001764754-21-000015 | Sep 30th, 2018 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 7 | 500 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:12AM | May 5th, 2022 12:12AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001764754-21-000013 | Mar 31st, 2018 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 7 | 500 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:12AM | May 5th, 2022 12:12AM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR | 0001641866-21-000005 | Jun 30th, 2021 12:00AM | Jul 13th, 2021 12:00AM | Jul 13th, 2021 12:00AM | IFP Advisors, Inc | 1641866 | COLLECTORS UNIVERSE INC COM NEW | Stock | 19421R200 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | May 4th, 2022 07:08PM | May 4th, 2022 07:08PM | Collectors Universe | Consumer Services | General Retailers | |
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR/A | 0001172661-21-001417 | Dec 31st, 2020 12:00AM | Jun 21st, 2021 12:00AM | Jun 21st, 2021 12:00AM | CAPSTONE INVESTMENT ADVISORS, LLC | 1426196 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 1539 | 20414 | SH | SOLE | 20414 | 0 | 0 | May 4th, 2022 06:10PM | May 4th, 2022 06:10PM | Collectors Universe | Consumer Services | General Retailers | ||
| nasdaq:clct | nasdaq:clct Shareholders | 13F-HR/A | 0001613939-21-000003 | Dec 31st, 2020 12:00AM | May 24th, 2021 12:00AM | May 24th, 2021 12:00AM | Sargent Bickham Lagudis LLC | 1613939 | COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 2 | 30 | SH | SOLE | 0 | 0 | 30 | May 4th, 2022 04:44PM | May 4th, 2022 04:44PM | Collectors Universe | Consumer Services | General Retailers |