| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 0 | 58 | SH | DFND | 2 | 58 | 0 | 0 | May 5th, 2022 07:58AM | May 5th, 2022 07:58AM | Capstone Turbine | |||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001615774-18-012932 | Sep 30th, 2018 12:00AM | Nov 16th, 2018 12:00AM | Nov 16th, 2018 12:00AM | B. Riley Wealth Management, Inc. | 1599892 | CAPSTONE TURBINE CORP | Stock | 14067D409 | 10 | 10000 | SH | SOLE | 0 | 0 | 10000 | Dec 8th, 2021 01:59PM | Dec 8th, 2021 01:59PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001566475-18-000010 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | HPM Partners LLC | 1566475 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 82 | 81875 | SH | SOLE | 81875 | 0 | 0 | Dec 8th, 2021 01:47PM | Dec 8th, 2021 01:47PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001420506-18-001004 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | SIGNET FINANCIAL MANAGEMENT, LLC | 1600307 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 0 | 7 | SH | SOLE | 0 | 0 | 7 | Dec 8th, 2021 01:25PM | Dec 8th, 2021 01:25PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001420506-18-000977 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | GMT CAPITAL CORP | 1106191 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 275 | 274742 | SH | SOLE | 274742 | 0 | 0 | Dec 8th, 2021 01:25PM | Dec 8th, 2021 01:25PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001409362-18-000006 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | AdvisorNet Financial, Inc | 1409362 | CAPSTONE TURBINE CORP COM NEW | Stock | 14067D409 | 0 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | Dec 8th, 2021 01:25PM | Dec 8th, 2021 01:25PM | Capstone Turbine | |||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001172661-18-002069 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | ARDSLEY ADVISORY PARTNERS | 900529 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 20 | 20000 | SH | SOLE | 20000 | 0 | 0 | Dec 8th, 2021 01:22PM | Dec 8th, 2021 01:22PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR | 0001085146-18-002670 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | JACOBS LEVY EQUITY MANAGEMENT, INC | 884414 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 279 | 278506 | SH | SOLE | 278506 | 0 | 0 | Dec 8th, 2021 01:18PM | Dec 8th, 2021 01:18PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR/A | 0001420506-18-000946 | Jun 30th, 2018 12:00AM | Nov 13th, 2018 12:00AM | Nov 13th, 2018 12:00AM | GMT CAPITAL CORP | 1106191 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 393 | 274742 | SH | SOLE | 274742 | 0 | 0 | Dec 8th, 2021 12:50PM | Dec 8th, 2021 12:50PM | Capstone Turbine | ||||
| nasdaq:cpst | nasdaq:cpst Shareholders | 13F-HR/A | 0001420506-18-000942 | Mar 31st, 2018 12:00AM | Nov 13th, 2018 12:00AM | Nov 13th, 2018 12:00AM | GMT CAPITAL CORP | 1106191 | CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 315 | 274742 | SH | SOLE | 274742 | 0 | 0 | Dec 8th, 2021 12:50PM | Dec 8th, 2021 12:50PM | Capstone Turbine |