Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
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nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Capital Southwest Corp | Equity | 140501107 | 35595 | 1500 | SH | DFND | 1 | 0 | 1500 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 4661 | 196419 | SH | SOLE | 196419 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | Capital Southwest | Financials | Financial Services | ||
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001766228-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Legacy Capital Wealth Partners, LLC | 1766228 | Capital Southwest Corp | Stock | 140501107 | 1184 | 49899 | SH | SOLE | 0 | 0 | 49899 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Capital Southwest | Financials | Financial Services | ||
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 86 | 3642 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001587281-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Virtus ETF Advisers LLC | 1587281 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 477 | 20120 | SH | OTR | 0 | 20120 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | Capital Southwest | Financials | Financial Services | ||
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 206 | 8695 | SH | DFND | 8 | 8695 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 1345 | 56675 | SH | DFND | 5 | 56675 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 114 | 4816 | SH | DFND | 3 | 4816 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 117 | 4936 | SH | DFND | 03 | 0 | 4936 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Capital Southwest | Financials | Financial Services | |
nasdaq:cswc | nasdaq:cswc Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | CAPITAL SOUTHWEST CORP | COM | 140501107 | 35 | 1483 | SH | DFND | 02 | 0 | 0 | 1483 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Capital Southwest | Financials | Financial Services |