Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CONTROL4 CORP COM 21240D107 5678 165387 SH DFND 134345 0 31042 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CONTROL4 CORP COM 21240D107 5 137 SH DFND 287 137 0 0 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 CONTROL4 CORP COM 21240D107 1707 49733 SH DFND 33 40186 0 9547 May 5th, 2022 07:58AM May 5th, 2022 07:58AM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR 0001641866-21-000005 Jun 30th, 2021 12:00AM Jul 13th, 2021 12:00AM Jul 13th, 2021 12:00AM IFP Advisors, Inc 1641866 CONTROL4 CORP COM Stock 21240D107 0 0 SH SOLE 0 0 0 0 May 4th, 2022 07:08PM May 4th, 2022 07:08PM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR 0001641866-21-000004 Mar 31st, 2021 12:00AM Apr 30th, 2021 12:00AM Apr 30th, 2021 12:00AM IFP Advisors, Inc 1641866 CONTROL4 CORP COM Stock 21240D107 0 0 SH SOLE 0 0 0 0 May 4th, 2022 01:50PM May 4th, 2022 01:50PM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR 0001641866-21-000001 Dec 31st, 2020 12:00AM Jan 25th, 2021 12:00AM Jan 25th, 2021 12:00AM IFP Advisors, Inc 1641866 CONTROL4 CORP COM Stock 21240D107 0 0 SH SOLE 0 0 0 0 May 4th, 2022 04:56AM May 4th, 2022 04:56AM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0001318757-18-000006 Sep 30th, 2018 12:00AM Dec 6th, 2018 12:00AM Dec 6th, 2018 12:00AM MARSHALL WACE, LLP 1318757 CONTROL4 CORP COMMON STOCK 21240D107 3727 108565 SH SOLE 0 108565 0 0 Dec 8th, 2021 03:31PM Dec 8th, 2021 03:31PM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0001606587-18-000909 Jun 30th, 2018 12:00AM Nov 26th, 2018 12:00AM Nov 26th, 2018 12:00AM RPG Investment Advisory, LLC 1666664 Control4 Corp Com COM 21240D107 2643 108687 SH SOLE NONE 0 0 108687 Dec 8th, 2021 02:32PM Dec 8th, 2021 02:32PM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR/A 0001531964-18-000010 Dec 31st, 2017 12:00AM Nov 21st, 2018 12:00AM Nov 21st, 2018 12:00AM Ibex Investors LLC 1531964 CONTROL4 CORP COM 21240D107 263 8850 SH SOLE 8850 0 0 Dec 8th, 2021 02:23PM Dec 8th, 2021 02:23PM Control4 Industrials Electronic & Electrical Equipment
nasdaq:ctrl nasdaq:ctrl Shareholders 13F-HR 0001567619-18-006586 Sep 30th, 2018 12:00AM Nov 19th, 2018 12:00AM Nov 19th, 2018 12:00AM LINCLUDEN MANAGEMENT LTD 1058231 CONTROL4 CORPORATION COM 21240D107 416 12116 SH SOLE 0 12116 0 0 Dec 8th, 2021 02:08PM Dec 8th, 2021 02:08PM Control4 Industrials Electronic & Electrical Equipment

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