| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | EMCORE CORP | COM NEW | 290846203 | 60 | 16210 | SH | DFND | 1,2,5 | 0 | 0 | 16210 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | EMCORE | Technology | Technology Hardware & Equipment | |
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | EMCORE Corp | Equity | 290846203 | 98476 | 26615 | SH | DFND | 1 | 0 | 26615 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | EMCORE | Technology | Technology Hardware & Equipment | |
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001447387-22-000004 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | CANNELL CAPITAL LLC | 1058854 | EMCORE CORP | COM NEW | 290846203 | 13765 | 3720303 | SH | SOLE | 3720303 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | EMCORE | Technology | Technology Hardware & Equipment | ||
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001172661-22-001498 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | MIRABELLA FINANCIAL SERVICES LLP | 1538853 | EMCORE CORP | COM NEW | 290846203 | 64 | 17200 | SH | SOLE | 17200 | 0 | 0 | May 18th, 2022 01:11AM | May 18th, 2022 01:11AM | EMCORE | Technology | Technology Hardware & Equipment | ||
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | EMCORE CORP | COM | 290846203 | 17 | 4669 | SH | SOLE | 4669 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | EMCORE | Technology | Technology Hardware & Equipment | ||
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | EMCORE CORP | COM NEW | 290846203 | 1 | 450 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | EMCORE | Technology | Technology Hardware & Equipment | |
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001567619-22-010956 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Point72 Hong Kong Ltd | 1599822 | EMCORE CORP | COM NEW | 290846203 | 9 | 2485 | SH | DFND | 1 | 0 | 2485 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | EMCORE | Technology | Technology Hardware & Equipment | |
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001567619-22-010951 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Cubist Systematic Strategies, LLC | 1603465 | EMCORE CORP | COM NEW | 290846203 | 159 | 42912 | SH | DFND | 1 | 0 | 42912 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | EMCORE | Technology | Technology Hardware & Equipment | |
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | EMCORE CORP | COM NEW | 290846203 | 8 | 2272 | SH | SOLE | 2272 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | EMCORE | Technology | Technology Hardware & Equipment | ||
| nasdaq:emkr | nasdaq:emkr Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | EMCORE CORP | COM NEW | 290846203 | 1 | 400 | SH | DFND | 19 | 400 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | EMCORE | Technology | Technology Hardware & Equipment |