| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | EXFO INC | SUB VTG SHS | 302046107 | 278 | 73200 | SH | DFND | 14500 | 0 | 58700 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | EXFO | ||||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR/A | 0001446114-21-000058 | Jun 30th, 2021 12:00AM | Nov 12th, 2021 12:00AM | Nov 12th, 2021 12:00AM | Ancora Advisors, LLC | 1446114 | EXFO INC | COM | 302046107 | 59 | 10000 | SH | SOLE | 3 | 10000 | 0 | 0 | May 5th, 2022 05:23AM | May 5th, 2022 05:23AM | EXFO | |||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR/A | 0001567619-21-017006 | Jun 30th, 2021 12:00AM | Sep 13th, 2021 12:00AM | Sep 13th, 2021 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | EXFO INC | SUB VTG SH | 302046107 | 48 | 8000 | SH | DFND | 05 | 8000 | 0 | 0 | May 5th, 2022 12:27AM | May 5th, 2022 12:27AM | EXFO | |||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR/A | 0000895421-21-000475 | Jun 30th, 2021 12:00AM | Aug 23rd, 2021 12:00AM | Aug 23rd, 2021 12:00AM | MORGAN STANLEY | 895421 | EXFO INC | SUB VTG SHS | 302046107 | 578 | 97200 | SH | DFND | 03 | 97200 | 0 | 0 | May 4th, 2022 11:21PM | May 4th, 2022 11:21PM | EXFO | |||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR/A | 0001493152-21-020457 | Jun 30th, 2021 12:00AM | Aug 17th, 2021 12:00AM | Aug 17th, 2021 12:00AM | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | EXFO INC | SUB VTG SHS | 302046107 | 145 | 24360 | SH | OTR | 0 | 24360 | 0 | May 4th, 2022 11:06PM | May 4th, 2022 11:06PM | EXFO | ||||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR | 0001567619-21-015876 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | EXFO INC | SUB VTG SH | 302046107 | 48 | 8000 | SH | DFND | 05 | 8000 | 0 | 0 | May 4th, 2022 10:55PM | May 4th, 2022 10:55PM | EXFO | |||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR | 0001567619-21-015705 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | ROYAL BANK OF CANADA | 1000275 | EXFO INC | SUB VTG SHS | 302046107 | 24 | 4000 | SH | DFND | 7 | 0 | 4000 | 0 | May 4th, 2022 10:54PM | May 4th, 2022 10:54PM | EXFO | |||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR | 0001537055-21-000005 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Telemetry Investments, L.L.C. | 1537055 | EXFO INC | SUB VTG SHS | 302046107 | 71 | 12000 | SH | SOLE | 12000 | 0 | 0 | May 4th, 2022 10:50PM | May 4th, 2022 10:50PM | EXFO | ||||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR | 0001493152-21-019969 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | EXFO INC | SUB VTG SHS | 302046107 | 145 | 24360 | SH | OTR | 0 | 24360 | 0 | May 4th, 2022 10:50PM | May 4th, 2022 10:50PM | EXFO | ||||
| nasdaq:exfo | nasdaq:exfo Shareholders | 13F-HR | 0001172661-21-001856 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. | 1469877 | EXFO INC | SUB VTG SHS | 302046107 | 142 | 23936 | SH | SOLE | 23936 | 0 | 0 | May 4th, 2022 10:46PM | May 4th, 2022 10:46PM | EXFO |