Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001615774-18-012932 Sep 30th, 2018 12:00AM Nov 16th, 2018 12:00AM Nov 16th, 2018 12:00AM B. Riley Wealth Management, Inc. 1599892 SECOND SIGHT MED PRODS INC COM Stock 81362J100 102 53500 SH SOLE 0 0 53500 Dec 8th, 2021 01:59PM Dec 8th, 2021 01:59PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001379995-18-000007 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM HBK Sorce Advisory LLC 1379995 SECOND SIGHT MED PRODS INC COM 81362J100 162 85500 SH SOLE 0 0 85500 Dec 8th, 2021 01:46PM Dec 8th, 2021 01:46PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001062993-18-004722 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM Koshinski Asset Management, Inc. 1633389 SECOND SIGHT MED PRODS INC COM 81362J100 21 11000 SH SOLE 0 0 11000 Dec 8th, 2021 01:44PM Dec 8th, 2021 01:44PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001714672-18-000018 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Fore Capital, LLC 1714672 SECOND SIGHT MED PRODS INC COM 81362J100 76 40000 SH SOLE N/A 40000 0 0 Dec 8th, 2021 01:32PM Dec 8th, 2021 01:32PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001519418-18-000013 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Horizon Kinetics LLC 1519418 SECOND SIGHT MED PRODS INC COM 81362J100 50 26156 SH DFND 1 26156 0 0 Dec 8th, 2021 01:26PM Dec 8th, 2021 01:26PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0000919574-18-007430 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM TWO SIGMA ADVISERS, LP 1478735 SECOND SIGHT MED PRODS INC COM 81362J100 28 14900 SH SOLE 14900 0 0 Dec 8th, 2021 01:13PM Dec 8th, 2021 01:13PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001642160-18-000005 Sep 30th, 2018 12:00AM Nov 13th, 2018 12:00AM Nov 13th, 2018 12:00AM Glassman Wealth Services 1642160 SECOND SIGHT MED PRODS INC COM COM 81362J100 137 72366 SH SOLE 0 0 72366 Dec 8th, 2021 12:54PM Dec 8th, 2021 12:54PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001505817-18-000022 Sep 30th, 2018 12:00AM Nov 13th, 2018 12:00AM Nov 13th, 2018 12:00AM Fiera Capital Corp 1505817 SECOND SIGHT MED PRODS INC COM 81362J100 29 15000 SH OTR 2 0 0 15000 Dec 8th, 2021 12:51PM Dec 8th, 2021 12:51PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001357550-18-000035 Sep 30th, 2018 12:00AM Nov 13th, 2018 12:00AM Nov 13th, 2018 12:00AM Weiss Asset Management LP 1357550 SECOND SIGHT MED PRODS INC COM 81362J100 56 29691 SH DFND 1,2 29691 0 0 Dec 8th, 2021 12:50PM Dec 8th, 2021 12:50PM Second Sight Medical Products
nasdaq:eyes nasdaq:eyes Shareholders 13F-HR 0001144204-18-059221 Sep 30th, 2018 12:00AM Nov 13th, 2018 12:00AM Nov 13th, 2018 12:00AM INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 1673815 SECOND SIGHT MED PRODS INC COM 81362J100 24 12894 SH SOLE 12894 0 0 Dec 8th, 2021 12:48PM Dec 8th, 2021 12:48PM Second Sight Medical Products

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