Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001145443-22-000169 Mar 31st, 2022 12:00AM May 20th, 2022 12:00AM May 20th, 2022 12:00AM MANUFACTURERS LIFE INSURANCE COMPANY, THE 928047 HANMI FINL CORP COM NEW 410495204 314 12778 SH DFND 1,2,5 0 0 12778 May 21st, 2022 01:09AM May 21st, 2022 01:09AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR/A 0001166588-22-000018 Mar 31st, 2022 12:00AM May 18th, 2022 12:00AM May 18th, 2022 12:00AM BNP PARIBAS ARBITRAGE, SA 1166588 Hanmi Financial Corp Equity 410495204 1556755 63257 SH DFND 1 0 63257 0 May 19th, 2022 01:12AM May 19th, 2022 01:12AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001847772-22-000002 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM EMC Capital Management 1847772 HANMI FINL CORP COM 410495204 471 20345 SH SOLE 0 0 471 May 17th, 2022 01:59AM May 17th, 2022 01:59AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001823608-22-000095 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM Amalgamated Financial Corp. 1823608 HANMI FINANCIAL CORP COM 410495204 334 13553 SH SOLE 13553 0 0 May 17th, 2022 01:58AM May 17th, 2022 01:58AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010956 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM Point72 Hong Kong Ltd 1599822 HANMI FINL CORP COM NEW 410495204 16 647 SH DFND 1 0 647 0 May 17th, 2022 01:56AM May 17th, 2022 01:56AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010951 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM Cubist Systematic Strategies, LLC 1603465 HANMI FINL CORP COM NEW 410495204 1260 51190 SH DFND 1 0 51190 0 May 17th, 2022 01:56AM May 17th, 2022 01:56AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010852 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM ROYAL BANK OF CANADA 1000275 HANMI FINL CORP COM NEW 410495204 84 3415 SH SOLE 3415 0 0 May 17th, 2022 01:55AM May 17th, 2022 01:55AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010852 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM ROYAL BANK OF CANADA 1000275 HANMI FINL CORP COM NEW 410495204 7 300 SH DFND 19 300 0 0 May 17th, 2022 01:55AM May 17th, 2022 01:55AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010852 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM ROYAL BANK OF CANADA 1000275 HANMI FINL CORP COM NEW 410495204 130 5269 SH DFND 8 5269 0 0 May 17th, 2022 01:55AM May 17th, 2022 01:55AM Hanmi Financial Financials Banks
nasdaq:hafc nasdaq:hafc Shareholders 13F-HR 0001567619-22-010852 Mar 31st, 2022 12:00AM May 16th, 2022 12:00AM May 16th, 2022 12:00AM ROYAL BANK OF CANADA 1000275 HANMI FINL CORP COM NEW 410495204 1327 53908 SH DFND 5 53908 0 0 May 17th, 2022 01:55AM May 17th, 2022 01:55AM Hanmi Financial Financials Banks

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