| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR/A | 0001318757-18-000006 | Sep 30th, 2018 12:00AM | Dec 6th, 2018 12:00AM | Dec 6th, 2018 12:00AM | MARSHALL WACE, LLP | 1318757 | HORTONWORKS INC | COMMON STOCK | 440894103 | 40247 | 1764444 | SH | SOLE | 0 | 1764444 | 0 | 0 | Dec 8th, 2021 03:31PM | Dec 8th, 2021 03:31PM | Hortonworks | Technology | Software & Computer Services | |
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR/A | 0001531964-18-000010 | Dec 31st, 2017 12:00AM | Nov 21st, 2018 12:00AM | Nov 21st, 2018 12:00AM | Ibex Investors LLC | 1531964 | HORTONWORKS INC | COM | 440894103 | 1794 | 89188 | SH | SOLE | 89188 | 0 | 0 | Dec 8th, 2021 02:23PM | Dec 8th, 2021 02:23PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR/A | 0001158202-18-000013 | Sep 30th, 2018 12:00AM | Nov 19th, 2018 12:00AM | Nov 19th, 2018 12:00AM | PENN CAPITAL MANAGEMENT CO INC | 1158202 | HORTONWORKS INC | COM | 440894103 | 13345 | 529159 | SH | SOLE | 529159 | 0 | 55872 | Dec 8th, 2021 02:08PM | Dec 8th, 2021 02:08PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001454027-18-000008 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Verition Fund Management LLC | 1454027 | HORTONWORKS INC | COM | 440894103 | 1021 | 44746 | SH | SOLE | 44746 | 0 | 0 | Dec 8th, 2021 01:47PM | Dec 8th, 2021 01:47PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR/A | 0001085146-18-002794 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | AQR CAPITAL MANAGEMENT LLC | 1167557 | HORTONWORKS INC | COM | 440894103 | 1812 | 79431 | SH | DFND | 55485 | 0 | 23946 | Dec 8th, 2021 01:45PM | Dec 8th, 2021 01:45PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001013228-18-001324 | Sep 30th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Nov 15th, 2018 12:00AM | Advisors Asset Management, Inc. | 1297376 | HORTONWORKS INC | COM | 440894103 | 373 | 16350 | SH | SOLE | 16350 | 0 | 0 | Dec 8th, 2021 01:43PM | Dec 8th, 2021 01:43PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001696136-18-000004 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Omnia Family Wealth, LLC | 1696136 | Hortonworks Inc Com | Equity | 440894103 | 3 | 128 | SH | DFND | 1 | 0 | 128 | 0 | Dec 8th, 2021 01:31PM | Dec 8th, 2021 01:31PM | Hortonworks | Technology | Software & Computer Services | |
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001641391-18-000006 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Garelick Capital Partners, LP | 1641391 | HORTONWORKS INC | COM | 440894103 | 20004 | 876985 | SH | SOLE | N/A | 876985 | 0 | 0 | Dec 8th, 2021 01:30PM | Dec 8th, 2021 01:30PM | Hortonworks | Technology | Software & Computer Services | |
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001584087-18-000009 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | 1492 Capital Management LLC | 1584087 | HORTONWORKS INC | COM | 440894103 | 1508 | 66120 | SH | SOLE | 1508 | 0 | 0 | Dec 8th, 2021 01:29PM | Dec 8th, 2021 01:29PM | Hortonworks | Technology | Software & Computer Services | ||
| nasdaq:hdp | nasdaq:hdp Shareholders | 13F-HR | 0001570598-18-000005 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Lyon Street Capital, LLC | 1570598 | HORTONWORKS INC | COM | 440894103 | 4673 | 204885 | SH | SOLE | 204885 | 0 | 0 | Dec 8th, 2021 01:29PM | Dec 8th, 2021 01:29PM | Hortonworks | Technology | Software & Computer Services |