Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Sector Industry
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0000950123-20-011384 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM UBS Group AG 1610520 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 17 10000 SH DFND 1 0 0 10000 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0000950123-20-011384 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM UBS Group AG 1610520 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 158 91351 SH DFND 0 91351 0 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0000950123-20-011431 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM BANK OF MONTREAL /CAN/ 927971 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 12 4898 SH DFND 4898 0 0 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0000950123-20-011479 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM PARAMETRIC PORTFOLIO ASSOCIATES LLC 932859 HOUGHTON MIFFLIN HARCO COM Common Stock 44157R109 510 294789 SH SOLE 294609 0 180 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001085146-20-002872 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM AMP Capital Investors Ltd 1535782 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 71 42026 SH OTR 2 0 42026 0 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001104659-20-124058 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM IndexIQ Advisors LLC 1415996 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 173 99905 SH DFND 01 99905 0 0 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001104659-20-124345 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM CARY STREET PARTNER INVESTMENT ADVISORY LLC 1766904 HOUGHTON MIFFLIN LLC COM COM 44157R109 1 438 SH SOLE 0 0 438 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001115418-20-000007 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM RHUMBLINE ADVISERS 1115418 HOUGHTON MIFFLIN HARCOURT CO C COM 44157R109 279 161285 SH SOLE 137738 0 23547 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001164508-20-000007 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1164508 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 2086 1206032 SH DFND 01 1118332 0 87700 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers
nasdaq:hmhc nasdaq:hmhc Shareholders 13F-HR 0001390777-20-000091 Sep 30th, 2020 12:00AM Nov 12th, 2020 12:00AM Nov 12th, 2020 12:00AM Bank of New York Mellon Corp 1390777 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 558 322750 SH DFND 15 208392 0 114358 Oct 8th, 2021 10:07AM Oct 8th, 2021 10:07AM Consumer Services General Retailers

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