| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001567619-22-010921 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | PL Capital Advisors, LLC | 1569147 | HAWTHORN BANCSHARES | COM | 420476103 | 8640 | 341780 | SH | SOLE | 341780 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Hawthorn Bancshares | Financials | Banks | ||
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | HAWTHORN BANCSHARES INC | COM | 420476103 | 4 | 163 | SH | DFND | 2 | 163 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Hawthorn Bancshares | Financials | Banks | |
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001567619-22-010822 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BANK OF AMERICA CORP /DE/ | 70858 | HAWTHORN BANCSHARES INC | COM | 420476103 | 2 | 91 | SH | DFND | 03 | 0 | 91 | 0 | May 17th, 2022 01:54AM | May 17th, 2022 01:54AM | Hawthorn Bancshares | Financials | Banks | |
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001511291-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | M3F, Inc. | 1511291 | HAWTHORN BANCSHARES INC | COMMON | 420476103 | 1208 | 47803 | SH | SOLE | 47803 | 0 | 0 | May 17th, 2022 01:52AM | May 17th, 2022 01:52AM | Hawthorn Bancshares | Financials | Banks | ||
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001446179-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC | 1446179 | HAWTHORN BANCSHARES INC | COM | 420476103 | 617 | 24400 | SH | DFND | 9 | 24400 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | Hawthorn Bancshares | Financials | Banks | |
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001085146-22-002092 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | HAWTHORN BANCSHARES INC | COM | 420476103 | 1778 | 70334 | SH | SOLE | 70334 | 0 | 0 | May 17th, 2022 01:43AM | May 17th, 2022 01:43AM | Hawthorn Bancshares | Financials | Banks | ||
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001062993-22-012496 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | RBF Capital, LLC | 1134621 | HAWTHORN BANCSHARES INC | COM | 420476103 | 982 | 36675 | SH | SOLE | 36675 | 0 | 0 | May 17th, 2022 01:42AM | May 17th, 2022 01:42AM | Hawthorn Bancshares | Financials | Banks | ||
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0001012975-22-000229 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ENDEAVOUR CAPITAL ADVISORS INC | 1218749 | HAWTHORN BANCSHARES INC | COM | 420476103 | 4572 | 180838 | SH | SOLE | NONE | 180838 | 0 | 0 | May 17th, 2022 01:42AM | May 17th, 2022 01:42AM | Hawthorn Bancshares | Financials | Banks | |
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0000950123-22-005967 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | UBS Group AG | 1610520 | HAWTHORN BANCSHARES INC | COM | 420476103 | 18 | 704 | SH | SOLE | 40 | 704 | 0 | 0 | May 17th, 2022 01:35AM | May 17th, 2022 01:35AM | Hawthorn Bancshares | Financials | Banks | |
| nasdaq:hwbk | nasdaq:hwbk Shareholders | 13F-HR | 0000093751-22-000509 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | STATE STREET CORP | 93751 | HAWTHORN BANCSHARES INC | COM | 420476103 | 628 | 24606 | SH | DFND | 2,20 | 23093 | 0 | 1513 | May 17th, 2022 01:26AM | May 17th, 2022 01:26AM | Hawthorn Bancshares | Financials | Banks |