| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NEONODE INC | COM NEW | 64051M402 | 2 | 6202 | SH | DFND | 2 | 6202 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Neonode | |||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001017284-18-000012 | Sep 30th, 2018 12:00AM | Nov 14th, 2018 12:00AM | Nov 14th, 2018 12:00AM | THOMPSON DAVIS & CO., INC. | 1017284 | NEONODE INC | COM NEW | 64051M402 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | Dec 8th, 2021 01:16PM | Dec 8th, 2021 01:16PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001535264-18-000050 | Jun 30th, 2018 12:00AM | Aug 9th, 2018 12:00AM | Aug 9th, 2018 12:00AM | AWM Investment Company, Inc. | 1535264 | Neonode, Inc. | common | 64051M402 | 1212 | 3202806 | SH | SOLE | 3202806 | 0 | 0 | Dec 7th, 2021 11:18PM | Dec 7th, 2021 11:18PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001017284-18-000009 | Jun 30th, 2018 12:00AM | Aug 3rd, 2018 12:00AM | Aug 3rd, 2018 12:00AM | THOMPSON DAVIS & CO., INC. | 1017284 | NEONODE INC | COM NEW | 64051M402 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | Dec 7th, 2021 09:01PM | Dec 7th, 2021 09:01PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001535264-18-000041 | Mar 31st, 2018 12:00AM | May 10th, 2018 12:00AM | May 10th, 2018 12:00AM | AWM Investment Company, Inc. | 1535264 | Neonode, Inc. | common | 64051M402 | 1298 | 3080979 | SH | SOLE | 3080979 | 0 | 0 | Dec 7th, 2021 08:19AM | Dec 7th, 2021 08:19AM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001017284-18-000008 | Mar 31st, 2018 12:00AM | May 2nd, 2018 12:00AM | May 2nd, 2018 12:00AM | THOMPSON DAVIS & CO., INC. | 1017284 | NEONODE INC | COM NEW | 64051M402 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | Dec 7th, 2021 05:46AM | Dec 7th, 2021 05:46AM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001535264-18-000035 | Dec 31st, 2017 12:00AM | Feb 13th, 2018 12:00AM | Feb 13th, 2018 12:00AM | AWM Investment Company, Inc. | 1535264 | Neonode, Inc. | common | 64051M402 | 2289 | 3080979 | SH | SOLE | 3080979 | 0 | 0 | Dec 6th, 2021 03:21PM | Dec 6th, 2021 03:21PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0000906304-18-000126 | Dec 31st, 2017 12:00AM | Feb 9th, 2018 12:00AM | Feb 9th, 2018 12:00AM | ROYCE & ASSOCIATES LP | 906304 | NEONODE INC | COM NEW | 64051M402 | 1257 | 1691513 | SH | SOLE | 1691513 | 0 | 0 | Dec 6th, 2021 02:41PM | Dec 6th, 2021 02:41PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001017284-18-000004 | Dec 31st, 2017 12:00AM | Feb 5th, 2018 12:00AM | Feb 5th, 2018 12:00AM | THOMPSON DAVIS & CO., INC. | 1017284 | NEONODE INC | COM NEW | 64051M402 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | Dec 6th, 2021 01:42PM | Dec 6th, 2021 01:42PM | Neonode | ||||
| nasdaq:neon | nasdaq:neon Shareholders | 13F-HR | 0001535264-19-000034 | Dec 31st, 2018 12:00AM | Feb 13th, 2019 12:00AM | Feb 13th, 2019 12:00AM | AWM Investment Company, Inc. | 1535264 | Neonode, Inc. | common | 64051M402 | 532 | 320279 | SH | SOLE | 320279 | 0 | 0 | Dec 1st, 2021 09:37AM | Dec 1st, 2021 09:37AM | Neonode |