| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NEOS THERAPEUTICS INC | COM | 64052L106 | 282 | 58232 | SH | DFND | 58232 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NEOS THERAPEUTICS INC | COM | 64052L106 | 49 | 10157 | SH | DFND | 33 | 0 | 0 | 10157 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NEOS THERAPEUTICS INC | COM | 64052L106 | 1 | 200 | SH | DFND | 2 | 200 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001533964-21-000002 | Dec 31st, 2020 12:00AM | Feb 24th, 2021 12:00AM | Feb 24th, 2021 12:00AM | Virtu Financial LLC | 1533964 | NEOS THERAPEUTICS INC | COM | 64052L106 | 26 | 41401 | SH | DFND | 5 | 41401 | 0 | 0 | May 4th, 2022 08:10AM | May 4th, 2022 08:10AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001446194-21-000001 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | NEOS THERAPEUTICS INC | COM | 64052L106 | 55 | 87800 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 4th, 2022 07:23AM | May 4th, 2022 07:23AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001446194-21-000001 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | NEOS THERAPEUTICS INC | COM | 64052L106 | 153 | 245105 | SH | DFND | 2 | 245105 | 0 | 0 | May 4th, 2022 07:23AM | May 4th, 2022 07:23AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001437749-21-002935 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | Aspire Private Capital, LLC | 1767340 | Neos Therapeutics, Inc. | COM | 64052L106 | 0 | 50 | SH | OTR | 1 | 0 | 0 | 50 | May 4th, 2022 07:22AM | May 4th, 2022 07:22AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001085146-21-000826 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | NEOS THERAPEUTICS INC | COM | 64052L106 | 143 | 229500 | SH | SOLE | 189500 | 0 | 40000 | May 4th, 2022 07:16AM | May 4th, 2022 07:16AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0001085146-21-000775 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 884546 | NEOS THERAPEUTICS INC | COM | 64052L106 | 14 | 21090 | SH | SOLE | 21090 | 0 | 0 | May 4th, 2022 07:16AM | May 4th, 2022 07:16AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:neos | nasdaq:neos Shareholders | 13F-HR | 0000950159-21-000090 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 1009258 | NEOS THERAPEUTICS INC | COM | 64052L106 | 201 | 320993 | SH | DFND | 1 | 320993 | 0 | 0 | May 4th, 2022 07:14AM | May 4th, 2022 07:14AM | Neos Therapeutics | Health Care | Pharmaceuticals & Biotechnology |