| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 18 | 5520 | SH | DFND | 5520 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR/A | 0000354204-21-000651 | Dec 31st, 2020 12:00AM | Mar 8th, 2021 12:00AM | Mar 8th, 2021 12:00AM | DIMENSIONAL FUND ADVISORS LP | 354204 | NATIONAL HLDGS CORP | COM | 636375206 | 85 | 28187 | SH | SOLE | 28187 | 0 | 0 | May 4th, 2022 09:20AM | May 4th, 2022 09:20AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR/A | 0000354204-21-000648 | Dec 31st, 2020 12:00AM | Feb 25th, 2021 12:00AM | Feb 25th, 2021 12:00AM | DIMENSIONAL FUND ADVISORS LP | 354204 | NATIONAL HLDGS CORP | COM | 636375206 | 85 | 28187 | SH | SOLE | 28187 | 0 | 0 | May 4th, 2022 08:19AM | May 4th, 2022 08:19AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001533421-21-000001 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | Tower Research Capital LLC (TRC) | 1533421 | NATIONAL HLDGS CORP | COM NEW | 636375206 | 7 | 2429 | SH | DFND | 2 | 2429 | 0 | 0 | May 4th, 2022 07:23AM | May 4th, 2022 07:23AM | National Holdings | |||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001214659-21-001936 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | Beryl Capital Management LLC | 1719307 | NATIONAL HLDGS CORP | COM NEW | 636375206 | 176 | 58180 | SH | SOLE | 58180 | 0 | 0 | May 4th, 2022 07:20AM | May 4th, 2022 07:20AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001085146-21-000826 | Dec 31st, 2020 12:00AM | Feb 16th, 2021 12:00AM | Feb 16th, 2021 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | NATIONAL HLDGS CORP | COM NEW | 636375206 | 250 | 82400 | SH | SOLE | 82400 | 0 | 0 | May 4th, 2022 07:16AM | May 4th, 2022 07:16AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001213900-21-008964 | Dec 31st, 2020 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | B. Riley Financial, Inc. | 1464790 | NATIONAL HLDGS CORP | COM NEW | 636375206 | 18663 | 6159550 | SH | DFND | 6159550 | 0 | 0 | May 4th, 2022 06:51AM | May 4th, 2022 06:51AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001104659-21-021334 | Dec 31st, 2020 12:00AM | Feb 12th, 2021 12:00AM | Feb 12th, 2021 12:00AM | VANGUARD GROUP INC | 102909 | NATIONAL HLDGS CORP | COM NEW | 636375206 | 334 | 110391 | SH | SOLE | 0 | 0 | 110391 | May 4th, 2022 06:50AM | May 4th, 2022 06:50AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001767761-21-000002 | Dec 31st, 2020 12:00AM | Feb 11th, 2021 12:00AM | Feb 11th, 2021 12:00AM | DIMENSIONAL FUND ADVISORS LP | 354204 | NATIONAL HLDGS CORP | COM | 636375206 | 85 | 28187 | SH | SOLE | 28187 | 0 | 0 | May 4th, 2022 06:36AM | May 4th, 2022 06:36AM | National Holdings | ||||
| nasdaq:nhld | nasdaq:nhld Shareholders | 13F-HR | 0001256484-21-000001 | Dec 31st, 2020 12:00AM | Feb 11th, 2021 12:00AM | Feb 11th, 2021 12:00AM | NORTHERN TRUST CORP | 73124 | NATIONAL HLDGS CORP | COM | 636375206 | 31 | 10085 | SH | DFND | 01,08 | 0 | 10085 | 0 | May 4th, 2022 06:34AM | May 4th, 2022 06:34AM | National Holdings |