| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 119 | 11567 | SH | DFND | 4 | 0 | 11567 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | Nicholas Financial | Financials | Financial Services | |
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001104659-22-061038 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Almitas Capital LLC | 1596468 | Nicholas Financial Inc | COM NEW | 65373J209 | 940 | 91670 | SH | SOLE | 91670 | 0 | 0 | May 17th, 2022 01:45AM | May 17th, 2022 01:45AM | Nicholas Financial | Financials | Financial Services | ||
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001085146-22-002171 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | PATHSTONE FAMILY OFFICE, LLC | 1511137 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 615 | 60000 | SH | SOLE | 0 | 60000 | 0 | May 17th, 2022 01:44AM | May 17th, 2022 01:44AM | Nicholas Financial | Financials | Financial Services | ||
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001085146-22-002092 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 644 | 62800 | SH | SOLE | 62800 | 0 | 0 | May 17th, 2022 01:43AM | May 17th, 2022 01:43AM | Nicholas Financial | Financials | Financial Services | ||
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001062993-22-012496 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | RBF Capital, LLC | 1134621 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 187 | 17988 | SH | SOLE | 17988 | 0 | 0 | May 17th, 2022 01:42AM | May 17th, 2022 01:42AM | Nicholas Financial | Financials | Financial Services | ||
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0000072971-22-000135 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | WELLS FARGO & COMPANY/MN | 72971 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 0 | 0 | SH | DFND | 15 | 0 | 0 | 0 | May 17th, 2022 01:25AM | May 17th, 2022 01:25AM | Nicholas Financial | Financials | Financial Services | |
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0000072971-22-000135 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | WELLS FARGO & COMPANY/MN | 72971 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 0 | 43 | SH | DFND | 4 | 43 | 0 | 0 | May 17th, 2022 01:25AM | May 17th, 2022 01:25AM | Nicholas Financial | Financials | Financial Services | |
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001256484-22-000013 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | NORTHERN TRUST CORP | 73124 | NICHOLAS FINL INC BC | COM | 65373J209 | 144 | 14081 | SH | DFND | 01,08 | 0 | 14081 | 0 | May 14th, 2022 01:31AM | May 14th, 2022 01:31AM | Nicholas Financial | Financials | Financial Services | |
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001214717-22-000010 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | GEODE CAPITAL MANAGEMENT, LLC | 1214717 | NICHOLAS FINANCIAL INC | COM NEW | 65373J209 | 893 | 87190 | SH | DFND | 1 | 87190 | 0 | 0 | May 14th, 2022 01:30AM | May 14th, 2022 01:30AM | Nicholas Financial | Financials | Financial Services | |
| nasdaq:nick | nasdaq:nick Shareholders | 13F-HR | 0001104659-22-059997 | Mar 31st, 2022 12:00AM | May 13th, 2022 12:00AM | May 13th, 2022 12:00AM | VANGUARD GROUP INC | 102909 | NICHOLAS FINL INC BC | COM NEW | 65373J209 | 19 | 1900 | SH | DFND | 04 | 0 | 0 | 1900 | May 14th, 2022 01:28AM | May 14th, 2022 01:28AM | Nicholas Financial | Financials | Financial Services |