| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NANTKWEST INC | COM | 63016Q102 | 239 | 64608 | SH | DFND | 64608 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | NANTKWEST INC | COM | 63016Q102 | 39 | 10423 | SH | DFND | 33 | 0 | 0 | 10423 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001694883-21-000008 | Sep 30th, 2021 12:00AM | Nov 24th, 2021 12:00AM | Nov 24th, 2021 12:00AM | Patriot Financial Group Insurance Agency, LLC | 1694883 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 0 | 19 | SH | SOLE | 19 | 0 | 0 | May 5th, 2022 06:51AM | May 5th, 2022 06:51AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001166588-21-000006 | Sep 30th, 2021 12:00AM | Nov 12th, 2021 12:00AM | Nov 12th, 2021 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | NANTKWEST INC | EQUITY | 63016Q102 | 50147 | 7231 | SH | DFND | 1 | 0 | 7231 | 0 | May 5th, 2022 05:19AM | May 5th, 2022 05:19AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001767045-21-000005 | Sep 30th, 2021 12:00AM | Nov 5th, 2021 12:00AM | Nov 5th, 2021 12:00AM | Lindbrook Capital, LLC | 1767045 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 10 | 1000 | SH | SOLE | 1000 | 0 | 0 | May 5th, 2022 04:21AM | May 5th, 2022 04:21AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001062993-21-009734 | Sep 30th, 2021 12:00AM | Oct 20th, 2021 12:00AM | Oct 20th, 2021 12:00AM | North Star Investment Management Corp. | 1342857 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 10 | 1000 | SH | SOLE | 0 | 0 | 1000 | May 5th, 2022 02:29AM | May 5th, 2022 02:29AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001409362-21-000008 | Sep 30th, 2021 12:00AM | Oct 15th, 2021 12:00AM | Oct 15th, 2021 12:00AM | AdvisorNet Financial, Inc | 1409362 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 2 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | May 5th, 2022 02:11AM | May 5th, 2022 02:11AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0000909012-21-000125 | Sep 30th, 2021 12:00AM | Oct 7th, 2021 12:00AM | Oct 7th, 2021 12:00AM | Carroll Financial Associates, Inc. | 1567784 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 2 | 250 | SH | SOLE | 0 | 250 | 0 | 0 | May 5th, 2022 01:43AM | May 5th, 2022 01:43AM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | |
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001062993-21-007518 | Jun 30th, 2021 12:00AM | Aug 16th, 2021 12:00AM | Aug 16th, 2021 12:00AM | CAPTRUST FINANCIAL ADVISORS | 1512024 | IMMUNITYBIO INC COM | Common Stock | 63016Q102 | 27 | 1920 | SH | SOLE | 1920 | 0 | 0 | May 4th, 2022 10:41PM | May 4th, 2022 10:41PM | NantKwest | Health Care | Pharmaceuticals & Biotechnology | ||
| nasdaq:nk | nasdaq:nk Shareholders | 13F-HR | 0001573876-21-000011 | Jun 30th, 2021 12:00AM | Aug 12th, 2021 12:00AM | Aug 12th, 2021 12:00AM | Advisory Services Network, LLC | 1573876 | IMMUNITYBIO INC COM | Stock | 63016Q102 | 2 | 175 | SH | SOLE | 175 | 0 | 0 | May 4th, 2022 09:59PM | May 4th, 2022 09:59PM | NantKwest | Health Care | Pharmaceuticals & Biotechnology |