| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | OFS CAP CORP | COM | 67103B100 | 912 | 70141 | SH | SOLE | 70141 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | OFS Capital | Financials | Financial Services | ||
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001587281-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Virtus ETF Advisers LLC | 1587281 | OFS CAP CORP | COM | 67103B100 | 422 | 32497 | SH | OTR | 0 | 32497 | 0 | May 17th, 2022 01:56AM | May 17th, 2022 01:56AM | OFS Capital | Financials | Financial Services | ||
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001567619-22-010852 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | ROYAL BANK OF CANADA | 1000275 | OFS CAP CORP | COM | 67103B100 | 7 | 500 | SH | DFND | 3 | 500 | 0 | 0 | May 17th, 2022 01:55AM | May 17th, 2022 01:55AM | OFS Capital | Financials | Financial Services | |
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001398344-22-009596 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Zullo Investment Group, Inc. | 1909760 | OFS CAP CORP | COM | 67103B100 | 18 | 1400 | SH | SOLE | 0 | 0 | 1400 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | OFS Capital | Financials | Financial Services | ||
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001318757-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | MARSHALL WACE, LLP | 1318757 | OFS CAPITAL CORP | COMMON STOCK | 67103B100 | 242 | 18721 | SH | OTR | 02811377, 02814472 | 0 | 18721 | 0 | May 17th, 2022 01:49AM | May 17th, 2022 01:49AM | OFS Capital | Financials | Financial Services | |
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0001085146-22-002092 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 1107261 | OFS CAP CORP | COM | 67103B100 | 182 | 14000 | SH | SOLE | 14000 | 0 | 0 | May 17th, 2022 01:43AM | May 17th, 2022 01:43AM | OFS Capital | Financials | Financial Services | ||
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0000950123-22-006403 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CITADEL ADVISORS LLC | 1423053 | OFS CAP CORP | COM | 67103B100 | 250 | 19200 | SH | Call | DFND | 1 | 19200 | 0 | 0 | May 17th, 2022 01:39AM | May 17th, 2022 01:39AM | OFS Capital | Financials | Financial Services |
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0000950123-22-006403 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CITADEL ADVISORS LLC | 1423053 | OFS CAP CORP | COM | 67103B100 | 100 | 7656 | SH | DFND | 1 | 7656 | 0 | 0 | May 17th, 2022 01:39AM | May 17th, 2022 01:39AM | OFS Capital | Financials | Financial Services | |
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0000950123-22-006403 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | CITADEL ADVISORS LLC | 1423053 | OFS CAP CORP | COM | 67103B100 | 78 | 6024 | SH | DFND | 6024 | 0 | 0 | May 17th, 2022 01:39AM | May 17th, 2022 01:39AM | OFS Capital | Financials | Financial Services | ||
| nasdaq:ofs | nasdaq:ofs Shareholders | 13F-HR | 0000950123-22-006197 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 932859 | OFS CAP CORP COM | Common Stock | 67103B100 | 450 | 34650 | SH | SOLE | 0 | 0 | 34650 | May 17th, 2022 01:37AM | May 17th, 2022 01:37AM | OFS Capital | Financials | Financial Services |