| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | 1 | 292 | SH | DFND | 292 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Pacific Ethanol | ||||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | 7 | 3834 | SH | DFND | 2 | 3834 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001166588-21-000006 | Sep 30th, 2021 12:00AM | Nov 12th, 2021 12:00AM | Nov 12th, 2021 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | PACIFIC ETHANOL INC | EQUITY | 69423U305 | 124 | 17 | SH | DFND | 1 | 0 | 17 | 0 | May 5th, 2022 05:19AM | May 5th, 2022 05:19AM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001879757-21-000007 | Dec 31st, 2020 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Newbridge Financial Services Group, Inc. | 1879757 | PACIFIC ETHANOL INC PAR $.001 | COM | 69423U305 | 1 | 200 | SH | SOLE | 0 | 0 | 200 | May 5th, 2022 12:13AM | May 5th, 2022 12:13AM | Pacific Ethanol | ||||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001764754-21-000007 | Sep 30th, 2016 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | PACIFIC ETHANOL INC | COM | 69423U305 | 8 | 1205 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:11AM | May 5th, 2022 12:11AM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001764754-21-000006 | Jun 30th, 2016 12:00AM | Sep 7th, 2021 12:00AM | Sep 7th, 2021 12:00AM | Geneos Wealth Management Inc. | 1764754 | PACIFIC ETHANOL INC | COM | 69423U305 | 4 | 805 | SH | SOLE | 0 | 0 | 0 | 0 | May 5th, 2022 12:11AM | May 5th, 2022 12:11AM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001641866-21-000005 | Jun 30th, 2021 12:00AM | Jul 13th, 2021 12:00AM | Jul 13th, 2021 12:00AM | IFP Advisors, Inc | 1641866 | ALTO INGREDIENTS INC COM | Stock | 69423U305 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | May 4th, 2022 07:08PM | May 4th, 2022 07:08PM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR/A | 0001172661-21-001417 | Dec 31st, 2020 12:00AM | Jun 21st, 2021 12:00AM | Jun 21st, 2021 12:00AM | CAPSTONE INVESTMENT ADVISORS, LLC | 1426196 | PACIFIC ETHANOL INC | COM | 69423U305 | 264 | 48588 | SH | SOLE | 48588 | 0 | 0 | May 4th, 2022 06:10PM | May 4th, 2022 06:10PM | Pacific Ethanol | ||||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR | 0001641866-21-000004 | Mar 31st, 2021 12:00AM | Apr 30th, 2021 12:00AM | Apr 30th, 2021 12:00AM | IFP Advisors, Inc | 1641866 | ALTO INGREDIENTS INC COM | Stock | 69423U305 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | 0 | May 4th, 2022 01:50PM | May 4th, 2022 01:50PM | Pacific Ethanol | |||
| nasdaq:peix | nasdaq:peix Shareholders | 13F-HR/A | 0001011712-21-000002 | Dec 31st, 2020 12:00AM | Mar 26th, 2021 12:00AM | Mar 26th, 2021 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | PACIFIC ETHANOL INC | COM | 69423U305 | 4545 | 837000 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 4th, 2022 10:46AM | May 4th, 2022 10:46AM | Pacific Ethanol |