Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 PACIFIC MERCANTILE BANCORP COM 694552100 568 60705 SH DFND 55505 0 5200 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 PACIFIC MERCANTILE BANCORP COM 694552100 2 238 SH DFND 287 238 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 PACIFIC MERCANTILE BANCORP COM 694552100 51 5502 SH DFND 33 0 0 5502 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 PACIFIC MERCANTILE BANCORP COM 694552100 61 6500 SH DFND 10 6500 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 PACIFIC MERCANTILE BANCORP COM 694552100 35 3771 SH DFND 2 3771 0 0 May 5th, 2022 07:59AM May 5th, 2022 07:59AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0001390777-21-000109 Sep 30th, 2021 12:00AM Nov 18th, 2021 12:00AM Nov 18th, 2021 12:00AM Bank of New York Mellon Corp 1390777 PACIFIC MERCANTILE BANCORP COM 694552100 94 10159 SH DFND 48 10159 0 0 May 5th, 2022 06:28AM May 5th, 2022 06:28AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0001390777-21-000109 Sep 30th, 2021 12:00AM Nov 18th, 2021 12:00AM Nov 18th, 2021 12:00AM Bank of New York Mellon Corp 1390777 PACIFIC MERCANTILE BANCORP COM 694552100 172 18700 SH DFND 124 18700 0 0 May 5th, 2022 06:28AM May 5th, 2022 06:28AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0000950123-21-015686 Sep 30th, 2021 12:00AM Nov 17th, 2021 12:00AM Nov 17th, 2021 12:00AM TUDOR INVESTMENT CORP ET AL 923093 Pacific Mercantile Bancorp Equity 694552100 5210 565655 SH DFND 565655 565655 0 May 5th, 2022 06:24AM May 5th, 2022 06:24AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR/A 0001166588-21-000009 Sep 30th, 2021 12:00AM Nov 16th, 2021 12:00AM Nov 16th, 2021 12:00AM BNP PARIBAS ARBITRAGE, SA 1166588 PACIFIC MERCANTILE BANCORP EQUITY 694552100 764 83 SH DFND 1 0 83 0 May 5th, 2022 06:19AM May 5th, 2022 06:19AM Pacific Mercantile Bank Financials Banks
nasdaq:pmbc nasdaq:pmbc Shareholders 13F-HR 0001706164-21-000006 Sep 30th, 2021 12:00AM Nov 15th, 2021 12:00AM Nov 15th, 2021 12:00AM PenderFund Capital Management Ltd. 1706164 PACIFIC MERCANTILE BANCORP COM 694552100 11 905 SH SOLE 905 0 0 May 5th, 2022 06:12AM May 5th, 2022 06:12AM Pacific Mercantile Bank Financials Banks

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