Shareholders Data

Shareholders

Rows

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Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001099762-18-000003 Dec 31st, 2017 12:00AM Mar 9th, 2018 12:00AM Mar 9th, 2018 12:00AM MARINO, STRAM & ASSOCIATES LLC 1099762 PEREGRINE PHARMACEUTICALS INC COM PAR Equities 713661502 2 639 SH SOLE 0 0 639 Dec 6th, 2021 09:27PM Dec 6th, 2021 09:27PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR/A 0001727762-18-000008 Dec 31st, 2017 12:00AM Feb 14th, 2018 12:00AM Feb 14th, 2018 12:00AM Taylor Hoffman Wealth Management 1727762 AVID BIOSERVICES INC COM Stock 713661502 0 72 SH SOLE 0 72 0 0 Dec 6th, 2021 03:54PM Dec 6th, 2021 03:54PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001564702-18-000003 Dec 31st, 2017 12:00AM Feb 14th, 2018 12:00AM Feb 14th, 2018 12:00AM PDT Partners, LLC 1564702 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 260 66900 SH SOLE 66900 0 0 Dec 6th, 2021 03:52PM Dec 6th, 2021 03:52PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001357550-18-000003 Dec 31st, 2017 12:00AM Feb 14th, 2018 12:00AM Feb 14th, 2018 12:00AM Weiss Asset Management LP 1357550 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 53 13683 SH DFND 1,2 13683 0 0 Dec 6th, 2021 03:51PM Dec 6th, 2021 03:51PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001633275-18-000001 Dec 31st, 2017 12:00AM Feb 13th, 2018 12:00AM Feb 13th, 2018 12:00AM Quinn Opportunity Partners LLC 1633275 PEREGRINE PHARMACEUTICALS COM NEW 713661502 357 92000 SH SOLE 92000 0 0 Dec 6th, 2021 03:22PM Dec 6th, 2021 03:22PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001532155-18-000104 Dec 31st, 2017 12:00AM Feb 13th, 2018 12:00AM Feb 13th, 2018 12:00AM AXA 898427 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 325 83700 SH DFND 6,2,1 34800 0 48900 Dec 6th, 2021 03:21PM Dec 6th, 2021 03:21PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001085146-18-000590 Dec 31st, 2017 12:00AM Feb 13th, 2018 12:00AM Feb 13th, 2018 12:00AM OxFORD Asset Management LLP 1438284 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 300 75377 SH SOLE 75377 0 0 Dec 6th, 2021 03:18PM Dec 6th, 2021 03:18PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001085146-18-000515 Dec 31st, 2017 12:00AM Feb 12th, 2018 12:00AM Feb 12th, 2018 12:00AM Brown Advisory Securities, LLC 1389479 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 149 38299 SH DFND 0 0 38299 Dec 6th, 2021 02:59PM Dec 6th, 2021 02:59PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0000921895-18-000511 Dec 31st, 2017 12:00AM Feb 12th, 2018 12:00AM Feb 12th, 2018 12:00AM Bandera Partners LLC 1399386 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 2379 613037 SH OTR 1, 2 0 613037 0 Dec 6th, 2021 02:58PM Dec 6th, 2021 02:58PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology
nasdaq:pphm nasdaq:pphm Shareholders 13F-HR 0001085146-18-000479 Dec 31st, 2017 12:00AM Feb 9th, 2018 12:00AM Feb 9th, 2018 12:00AM Monashee Investment Management LLC 1627608 PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 64 16618 PRN SOLE 16618 0 0 Dec 6th, 2021 02:42PM Dec 6th, 2021 02:42PM Peregrine Pharmaceuticals Pharmaceuticals & Biotechnology

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