| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001894302-22-000002 | Mar 31st, 2022 12:00AM | May 5th, 2022 12:00AM | May 5th, 2022 12:00AM | SJS Investment Consulting Inc. | 1894302 | PROSPECT CAP CORP | COM | 74348T102 | 23 | 2805 | SH | SOLE | 2 | 2805 | 0 | 0 | May 7th, 2022 01:54AM | May 7th, 2022 01:54AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001801241-22-000002 | Mar 31st, 2022 12:00AM | May 5th, 2022 12:00AM | May 5th, 2022 12:00AM | RE Dickinson Investment Advisors, LLC | 1801241 | PROSPECT CAPITAL CO | COMMON STOCK | 74348T102 | 3 | 320 | SH | SOLE | 320 | 0 | 0 | May 7th, 2022 01:54AM | May 7th, 2022 01:54AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | ||
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001606587-22-000985 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | PROSPECT CAP CORP | COM | 74348T102 | 389 | 46993 | SH | SOLE | NONE | 0 | 0 | 46993 | May 7th, 2022 01:52AM | May 7th, 2022 01:52AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001606587-22-000985 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | PROSPECT CAP CORP | COM | 74348T102 | 188 | 22750 | SH | DFND | 1.0 | 0 | 0 | 22750 | May 7th, 2022 01:52AM | May 7th, 2022 01:52AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001606587-22-000962 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | GraniteShares Advisors LLC | 1839545 | PROSPECT CAPITAL CORPORATION COM | COM | 74348T102 | 753 | 91016 | SH | SOLE | NONE | 91016 | 0 | 0 | May 7th, 2022 01:52AM | May 7th, 2022 01:52AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001398344-22-008896 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | Morling Financial Advisors, LLC | 1905198 | PROSPECT CAP CORP | COM | 74348T102 | 109 | 13131 | SH | SOLE | 0 | 0 | 13131 | May 7th, 2022 01:50AM | May 7th, 2022 01:50AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | ||
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0001172661-22-001189 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | CIBC Asset Management Inc | 1021926 | PROSPECT CAP CORP | COM | 74348T102 | 167 | 20194 | SH | SOLE | 20194 | 0 | 0 | May 7th, 2022 01:49AM | May 7th, 2022 01:49AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | ||
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0000950123-22-004639 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | KBC Group NV | 1411133 | PROSPECT CAP CORP | COM | 74348T102 | 680 | 82086 | SH | DFND | 1,2 | 0 | 82086 | 0 | May 7th, 2022 01:46AM | May 7th, 2022 01:46AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0000909012-22-000062 | Mar 31st, 2022 12:00AM | May 5th, 2022 12:00AM | May 5th, 2022 12:00AM | Berkeley Capital Partners, LLC | 1667694 | PROSPECT CAP CORP | COM | 74348T102 | 416 | 50243 | SH | SOLE | 0 | 50243 | 0 | 0 | May 7th, 2022 01:43AM | May 7th, 2022 01:43AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology | |
| nasdaq:psec | nasdaq:psec Shareholders | 13F-HR | 0000773411-22-000002 | Mar 31st, 2022 12:00AM | May 6th, 2022 12:00AM | May 6th, 2022 12:00AM | VALLEY NATIONAL ADVISERS INC | 773411 | PROSPECT CAP CORP | COM | 74348T102 | 4 | 538 | SH | SOLE | 1 | 0 | 0 | 538 | May 7th, 2022 01:42AM | May 7th, 2022 01:42AM | Prospect Capital | Financials | Pharmaceuticals & Biotechnology |