Shareholders Data

Shareholders
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001683168-22-003547 Mar 31st, 2022 12:00AM May 13th, 2022 12:00AM May 13th, 2022 12:00AM Financial Gravity Asset Management, Inc. 1741736 PLURISTEM THERAPEUTICS INC Stock 72940R102 2 2 SH SOLE 2 0 0 May 14th, 2022 01:36AM May 14th, 2022 01:36AM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001683168-21-005466 Sep 30th, 2021 12:00AM Nov 12th, 2021 12:00AM Nov 12th, 2021 12:00AM Financial Gravity Asset Management, Inc. 1741736 PLURISTEM THERAPEUTICS INC Stock 72940R102 3 1 SH SOLE 1 0 0 May 5th, 2022 05:27AM May 5th, 2022 05:27AM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001683168-21-003414 Jun 30th, 2021 12:00AM Aug 11th, 2021 12:00AM Aug 11th, 2021 12:00AM Sofos Investments, Inc. 1741736 PLURISTEM THERAPEUTICS INC Stock 72940R102 4 1 SH SOLE 1 0 0 May 4th, 2022 09:47PM May 4th, 2022 09:47PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001683168-21-002016 Mar 31st, 2021 12:00AM May 17th, 2021 12:00AM May 17th, 2021 12:00AM Sofos Investments, Inc. 1741736 PLURISTEM THERAPEUTICS INC Stock 72940R102 70 15 SH SOLE 15 0 0 May 4th, 2022 04:20PM May 4th, 2022 04:20PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001683168-22-000866 Dec 31st, 2021 12:00AM Feb 11th, 2022 12:00AM Feb 11th, 2022 12:00AM Financial Gravity Asset Management, Inc. 1741736 PLURISTEM THERAPEUTICS INC Stock 72940R102 1 1 SH SOLE 1 0 0 Feb 16th, 2022 09:52AM Feb 16th, 2022 09:52AM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR/A 0001615774-18-012971 Sep 30th, 2018 12:00AM Nov 19th, 2018 12:00AM Nov 19th, 2018 12:00AM B. Riley Financial, Inc. 1464790 PLURISTEM THERAPEUTICS INC COM 72940R102 320 246409 SH DFND 246409 0 0 Dec 8th, 2021 02:08PM Dec 8th, 2021 02:08PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001674343-18-000004 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Mosaic Family Wealth, LLC 1674343 PLURISTEM THERAPEUTICS INC COM Stock 72940R102 3 2500 SH SOLE 0 0 2500 Dec 8th, 2021 01:30PM Dec 8th, 2021 01:30PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001615774-18-012677 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM ETF MANAGERS GROUP, LLC 1645173 PLURISTEM THERAPEU Common Stock 72940R102 217 167641 SH SOLE 167641 0 0 Dec 8th, 2021 01:30PM Dec 8th, 2021 01:30PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001463217-18-000006 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM UNITED CAPITAL FINANCIAL ADVISERS, LLC 1463217 Pluristem Therapeutics Inc Common Stock 72940R102 33 25000 SH SOLE 25000 0 0 Dec 8th, 2021 01:26PM Dec 8th, 2021 01:26PM Pluristem Therapeutics Health Care Health Care Equipment & Services
nasdaq:psti nasdaq:psti Shareholders 13F-HR 0001012975-18-001216 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM A.R.T. Advisors, LLC 1315281 PLURISTEM THERAPEUTICS INC COM 72940R102 15 11693 SH SOLE 11693 0 0 Dec 8th, 2021 01:16PM Dec 8th, 2021 01:16PM Pluristem Therapeutics Health Care Health Care Equipment & Services

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