| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR/A | 0000948046-21-000195 | Sep 30th, 2018 12:00AM | Dec 21st, 2021 12:00AM | Dec 21st, 2021 12:00AM | DEUTSCHE BANK AG\ | 948046 | REAL GOODS SOLAR INC | CL A 2017 | 75601N500 | 2 | 4094 | SH | DFND | 2 | 4094 | 0 | 0 | May 5th, 2022 07:59AM | May 5th, 2022 07:59AM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001606587-18-000845 | Sep 30th, 2018 12:00AM | Nov 9th, 2018 12:00AM | Nov 9th, 2018 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | REAL GOODS SOLAR INC | CL A 2017 | 75601N500 | 62 | 160000 | SH | SOLE | NONE | 0 | 0 | 160000 | Dec 8th, 2021 12:20PM | Dec 8th, 2021 12:20PM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0000950123-18-003550 | Mar 31st, 2018 12:00AM | Apr 16th, 2018 12:00AM | Apr 16th, 2018 12:00AM | BALDWIN BROTHERS INC/MA | 1021258 | REAL GOODS SOLAR INC | COM USD0.0001 CL A | 75601N500 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | Dec 7th, 2021 02:18AM | Dec 7th, 2021 02:18AM | Real Goods Solar | Oil & Gas | Alternative Energy | ||
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0000950123-18-000366 | Dec 31st, 2017 12:00AM | Jan 24th, 2018 12:00AM | Jan 24th, 2018 12:00AM | BALDWIN BROTHERS INC/MA | 1021258 | REAL GOODS SOLAR INC | COM USD0.0001 CL A | 75601N500 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | Dec 6th, 2021 12:24PM | Dec 6th, 2021 12:24PM | Real Goods Solar | Oil & Gas | Alternative Energy | ||
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001352764-19-000006 | Mar 31st, 2019 12:00AM | May 6th, 2019 12:00AM | May 6th, 2019 12:00AM | Beaumont Financial Partners, LLC | 1352764 | Real Goods Solar Inc | CL A 2017 | 75601N500 | 46 | 150000 | SH | SOLE | 0 | 0 | 0 | 150000 | Dec 1st, 2021 11:06AM | Dec 1st, 2021 11:06AM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001595888-19-000006 | Dec 31st, 2018 12:00AM | Feb 15th, 2019 12:00AM | Feb 15th, 2019 12:00AM | JANE STREET GROUP, LLC | 1595888 | REAL GOODS SOLAR INC | CL A 2017 | 75601N500 | 11 | 20922 | SH | DFND | 1 | 20922 | 0 | 0 | Dec 1st, 2021 10:03AM | Dec 1st, 2021 10:03AM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001541625-19-000002 | Dec 31st, 2018 12:00AM | Feb 13th, 2019 12:00AM | Feb 13th, 2019 12:00AM | Prospera Financial Services Inc | 1541625 | REAL GOODS SOLAR INC | CL A 2017 | 75601N500 | 5 | 10000 | SH | SOLE | 0 | 0 | 0 | 10000 | Dec 1st, 2021 09:37AM | Dec 1st, 2021 09:37AM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001352764-19-000002 | Dec 31st, 2018 12:00AM | Feb 7th, 2019 12:00AM | Feb 7th, 2019 12:00AM | Beaumont Financial Partners, LLC | 1352764 | Real Goods Solar Inc | CL A 2017 | 75601N500 | 79 | 150000 | SH | SOLE | 0 | 0 | 0 | 150000 | Dec 1st, 2021 09:12AM | Dec 1st, 2021 09:12AM | Real Goods Solar | Oil & Gas | Alternative Energy | |
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0000712534-19-000016 | Dec 31st, 2018 12:00AM | Jan 31st, 2019 12:00AM | Jan 31st, 2019 12:00AM | FIRST MERCHANTS CORP | 712534 | REAL GOODS SOLAR INC COM | COMMON STOCK | 75601N500 | 10 | 20000 | SH | SOLE | 20000 | 0 | 0 | Dec 1st, 2021 08:53AM | Dec 1st, 2021 08:53AM | Real Goods Solar | Oil & Gas | Alternative Energy | ||
| nasdaq:rgse | nasdaq:rgse Shareholders | 13F-HR | 0001606587-19-000085 | Dec 31st, 2018 12:00AM | Jan 28th, 2019 12:00AM | Jan 28th, 2019 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | REAL GOODS SOLAR INC | CL A 2017 | 75601N500 | 131 | 250000 | SH | SOLE | NONE | 0 | 0 | 250000 | Dec 1st, 2021 08:45AM | Dec 1st, 2021 08:45AM | Real Goods Solar | Oil & Gas | Alternative Energy |