| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001145443-22-000169 | Mar 31st, 2022 12:00AM | May 20th, 2022 12:00AM | May 20th, 2022 12:00AM | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | B. RILEY FINANCIAL INC | COM | 05580M108 | 553 | 7899 | SH | DFND | 1,2,5 | 0 | 0 | 7899 | May 21st, 2022 01:09AM | May 21st, 2022 01:09AM | B. Riley Financial | |||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | B Riley Financial Inc | Equity | 05580M108 | 492588 | 7041 | SH | DFND | 1 | 0 | 7041 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | B. Riley Financial | |||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | B. RILEY FINANCIAL INC | COM | 05580M108 | 1007 | 14400 | SH | Put | DFND | 2 | 14400 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | B. Riley Financial | ||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | B. RILEY FINANCIAL INC | COM | 05580M108 | 2050 | 29300 | SH | Call | DFND | 2 | 0 | 0 | 0 | May 18th, 2022 01:13AM | May 18th, 2022 01:13AM | B. Riley Financial | ||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001387131-22-006230 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Advisors Asset Management, Inc. | 1297376 | B. RILEY FINANCIAL INC | COM | 05580M108 | 6746 | 96429 | SH | SOLE | 96429 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | B. Riley Financial | ||||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001847772-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | EMC Capital Management | 1847772 | B. RILEY FINANCI | COM | 05580M108 | 34 | 744 | SH | SOLE | 0 | 0 | 34 | May 17th, 2022 01:59AM | May 17th, 2022 01:59AM | B. Riley Financial | ||||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | B. RILEY FINANCIAL INC | COM | 05580M108 | 534 | 7630 | SH | SOLE | 7630 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | B. Riley Financial | ||||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001764754-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Geneos Wealth Management Inc. | 1764754 | B RILEY FINANCIAL INC | COM | 05580M108 | 152 | 2175 | SH | SOLE | 0 | 0 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | B. Riley Financial | |||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR | 0001635663-22-000003 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Steamboat Capital Partners, LLC | 1635663 | B. RILEY FINANCIAL INC | Common Stock | 05580M108 | 16040 | 229272 | SH | SOLE | 229272 | 0 | 0 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | B. Riley Financial | ||||
| nasdaq:rily | nasdaq:rily Shareholders | 13F-HR/A | 0001606587-22-001198 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Sheaff Brock Investment Advisors, LLC | 1666789 | B. RILEY FINANCIAL INC | COM | 05580M108 | 456 | 6510 | SH | SOLE | NONE | 0 | 0 | 6510 | May 17th, 2022 01:57AM | May 17th, 2022 01:57AM | B. Riley Financial |