| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR/A | 0001567619-22-011156 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | Teton Advisors, Inc. | 1444874 | S&W SEED CO COM | COM | 785135104 | 993 | 466000 | SH | SOLE | 466000 | 0 | 0 | May 19th, 2022 01:14AM | May 19th, 2022 01:14AM | S&W Seed | Food Producers | |||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR/A | 0001567619-22-011150 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | GABELLI FUNDS LLC | 1081407 | S&W SEED CO COM | COM | 785135104 | 45 | 21000 | SH | SOLE | 21000 | 0 | 0 | May 19th, 2022 01:13AM | May 19th, 2022 01:13AM | S&W Seed | Food Producers | |||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001595888-22-000014 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | JANE STREET GROUP, LLC | 1595888 | S&W SEED CO | COM | 785135104 | 40 | 18921 | SH | DFND | 1 | 18921 | 0 | 0 | May 18th, 2022 01:14AM | May 18th, 2022 01:14AM | S&W Seed | Food Producers | ||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001533964-22-000006 | Mar 31st, 2022 12:00AM | May 17th, 2022 12:00AM | May 17th, 2022 12:00AM | Virtu Financial LLC | 1533964 | S W SEED CO | COM | 785135104 | 193 | 90607 | SH | DFND | 5 | 90607 | 0 | 0 | May 18th, 2022 01:12AM | May 18th, 2022 01:12AM | S&W Seed | Food Producers | ||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001741129-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Greenhaven Road Investment Management, L.P. | 1741129 | S&W SEED CO | COM | 785135104 | 24 | 11363 | SH | OTR | 0 | 0 | 11363 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | S&W Seed | Food Producers | ||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | S&W SEED CO | COM | 785135104 | 33 | 15500 | SH | Put | DFND | 2 | 0 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | S&W Seed | Food Producers | |
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001446194-22-000004 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | S&W SEED CO | COM | 785135104 | 91 | 42926 | SH | DFND | 2 | 42926 | 0 | 0 | May 17th, 2022 01:51AM | May 17th, 2022 01:51AM | S&W Seed | Food Producers | ||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001398344-22-009762 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Kovack Advisors, Inc. | 1728321 | S&W SEED ORD | ORD | 785135104 | 21 | 10000 | SH | SOLE | 0 | 0 | 10000 | May 17th, 2022 01:50AM | May 17th, 2022 01:50AM | S&W Seed | Food Producers | |||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001172661-22-001440 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Walleye Capital LLC | 1758720 | S&W SEED CO | COM | 785135104 | 170 | 80000 | SH | SOLE | 80000 | 0 | 0 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | S&W Seed | Food Producers | |||
| nasdaq:sanw | nasdaq:sanw Shareholders | 13F-HR | 0001172661-22-001430 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | FIRST MANHATTAN CO | 728083 | S&W SEED CO | COM | 785135104 | 83 | 39200 | SH | SOLE | 0 | 14200 | 25000 | May 17th, 2022 01:47AM | May 17th, 2022 01:47AM | S&W Seed | Food Producers |