Shareholders Data

Shareholders

Rows

Open dataset
Ticker Symbol Entity Name Form Type Access Number Period As Of Date Filing Date Institution Name CIK Name of Issuer Title of Class CUSIP Value SHRS or PRN Amount SHRS or PRN Type PUT_CALL Investment Discretion Other Manager Voting Authority Sole Voting Authority Shared Voting Authority None Date Added Date Updated Company Name Sector Industry
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 SPRING BK PHARMACEUTICALS IN COM 849431101 329 27339 SH DFND 27339 0 0 May 5th, 2022 08:00AM May 5th, 2022 08:00AM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 SPRING BK PHARMACEUTICALS IN COM 849431101 62 5117 SH DFND 33 0 0 5117 May 5th, 2022 08:00AM May 5th, 2022 08:00AM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0000948046-21-000195 Sep 30th, 2018 12:00AM Dec 21st, 2021 12:00AM Dec 21st, 2021 12:00AM DEUTSCHE BANK AG\ 948046 SPRING BK PHARMACEUTICALS IN COM 849431101 0 12 SH DFND 2 12 0 0 May 5th, 2022 08:00AM May 5th, 2022 08:00AM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0000898427-21-000006 Sep 30th, 2019 12:00AM Feb 12th, 2021 12:00AM Feb 12th, 2021 12:00AM AXA S.A. 898427 SPRING BK PHARMACEUTICALS IN COM 849431101 1301 378178 SH DFND 8,2,1 378178 0 0 May 4th, 2022 06:43AM May 4th, 2022 06:43AM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0000898427-21-000004 Jun 30th, 2019 12:00AM Feb 12th, 2021 12:00AM Feb 12th, 2021 12:00AM AXA S.A. 898427 SPRING BK PHARMACEUTICALS IN COM 849431101 1398 378845 SH DFND 8,2,1 378845 0 0 May 4th, 2022 06:43AM May 4th, 2022 06:43AM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR/A 0001567619-18-007015 Sep 30th, 2018 12:00AM Nov 28th, 2018 12:00AM Nov 28th, 2018 12:00AM Stonepine Capital Management, LLC 1440771 SPRING BANK PHARMACEUTICALS COM 849431101 856 71050 SH SOLE 71050 0 0 Dec 8th, 2021 02:50PM Dec 8th, 2021 02:50PM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR 0001144204-18-060046 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM Sofinnova Ventures Inc 1631134 Spring Bank Pharmaceuticals Inc COMM 849431101 666 55270 SH OTR 1 55270 0 0 Dec 8th, 2021 01:46PM Dec 8th, 2021 01:46PM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR 0001144204-18-060046 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM Sofinnova Ventures Inc 1631134 Spring Bank Pharmaceuticals Inc COMM 849431101 1294 107422 SH OTR 2 107422 0 0 Dec 8th, 2021 01:46PM Dec 8th, 2021 01:46PM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR 0001144204-18-060046 Sep 30th, 2018 12:00AM Nov 15th, 2018 12:00AM Nov 15th, 2018 12:00AM Sofinnova Ventures Inc 1631134 Spring Bank Pharmaceuticals Inc COMM 849431101 325 26954 SH SOLE 26954 0 0 Dec 8th, 2021 01:46PM Dec 8th, 2021 01:46PM Spring Bank Pharmaceuticals
nasdaq:sbph nasdaq:sbph Shareholders 13F-HR 0001172661-18-002110 Sep 30th, 2018 12:00AM Nov 14th, 2018 12:00AM Nov 14th, 2018 12:00AM Alyeska Investment Group, L.P. 1453072 SPRING BK PHARMACEUTICALS IN COM 849431101 2410 200000 SH Call SOLE 1,2 200000 0 0 Dec 8th, 2021 01:22PM Dec 8th, 2021 01:22PM Spring Bank Pharmaceuticals

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