| Ticker Symbol | Entity Name | Form Type | Access Number | Period | As Of Date | Filing Date | Institution Name | CIK | Name of Issuer | Title of Class | CUSIP | Value | SHRS or PRN Amount | SHRS or PRN Type | PUT_CALL | Investment Discretion | Other Manager | Voting Authority Sole | Voting Authority Shared | Voting Authority None | Date Added | Date Updated | Company Name | Sector | Industry |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR/A | 0001166588-22-000018 | Mar 31st, 2022 12:00AM | May 18th, 2022 12:00AM | May 18th, 2022 12:00AM | BNP PARIBAS ARBITRAGE, SA | 1166588 | Smith Micro Software Inc | Equity | 832154207 | 15416 | 4089 | SH | DFND | 1 | 0 | 4089 | 0 | May 19th, 2022 01:12AM | May 19th, 2022 01:12AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | |
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001823608-22-000095 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Amalgamated Financial Corp. | 1823608 | SMITH MICRO SOFTWARE INC | COM | 832154207 | 21 | 5570 | SH | SOLE | 5570 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001818309-22-000002 | Mar 31st, 2022 12:00AM | May 16th, 2022 12:00AM | May 16th, 2022 12:00AM | Alpha Paradigm Partners, LLC | 1818309 | SMITH MICRO SOFTWARE, INC. CMN | COM | 832154207 | 76000 | 20291 | SH | SOLE | 76000 | 0 | 0 | May 17th, 2022 01:58AM | May 17th, 2022 01:58AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0000752798-22-000003 | Dec 31st, 2021 12:00AM | Feb 7th, 2022 12:00AM | Feb 7th, 2022 12:00AM | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 752798 | SMITH MICRO SOFTWARE INC | COM NEW | 832154207 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | May 6th, 2022 08:03AM | May 6th, 2022 08:03AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001654954-22-001088 | Dec 31st, 2021 12:00AM | Feb 4th, 2022 12:00AM | Feb 4th, 2022 12:00AM | TORONTO DOMINION BANK | 947263 | Smith Micro Software Inc | COM | 832154207 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | May 6th, 2022 07:59AM | May 6th, 2022 07:59AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001567890-22-000001 | Dec 31st, 2021 12:00AM | Feb 4th, 2022 12:00AM | Feb 4th, 2022 12:00AM | Redmond Asset Management, LLC | 1567890 | SMITH MICRO SOFTWARE INC | COM NEW | 832154207 | 414 | 84061 | SH | SOLE | 0 | 0 | 0 | 84061 | May 6th, 2022 07:58AM | May 6th, 2022 07:58AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | |
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001488542-22-000002 | Dec 31st, 2021 12:00AM | Feb 4th, 2022 12:00AM | Feb 4th, 2022 12:00AM | SIMPLEX TRADING, LLC | 1488542 | SMITH MICRO SOFTWARE INC | COM | 832154207 | 313 | 60601 | SH | SOLE | 60601 | 0 | 0 | May 6th, 2022 07:58AM | May 6th, 2022 07:58AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001104659-22-011677 | Dec 31st, 2021 12:00AM | Feb 4th, 2022 12:00AM | Feb 4th, 2022 12:00AM | IndexIQ Advisors LLC | 1415996 | SMITH MICRO SOFTWARE INC | COM NEW | 832154207 | 377 | 76713 | SH | DFND | 1 | 76713 | 0 | 0 | May 6th, 2022 07:57AM | May 6th, 2022 07:57AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | |
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0001841857-22-000001 | Dec 31st, 2021 12:00AM | Feb 2nd, 2022 12:00AM | Feb 2nd, 2022 12:00AM | CM Management, LLC | 1841857 | SMITH MICRO SOF | COM | 832154207 | 787 | 160000 | SH | SOLE | 160000 | 0 | 0 | May 6th, 2022 07:47AM | May 6th, 2022 07:47AM | Smith Micro Software | Telecommunications | Mobile Telecommunications | ||
| nasdaq:smsi | nasdaq:smsi Shareholders | 13F-HR | 0000810265-22-000001 | Dec 31st, 2021 12:00AM | Feb 2nd, 2022 12:00AM | Feb 2nd, 2022 12:00AM | NEW YORK STATE COMMON RETIREMENT FUND | 810265 | SMITH MICRO SOFTWARE INC | Common Stock | 832154207 | 89 | 18191 | SH | SOLE | 18191 | 0 | 0 | May 6th, 2022 07:45AM | May 6th, 2022 07:45AM | Smith Micro Software | Telecommunications | Mobile Telecommunications |